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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NP
3026
DELISTED
Neenah, Inc. Common Stock
NP
$76K ﹤0.01%
876
+597
+214% +$53.3K
BSCQ icon
3027
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$75K ﹤0.01%
3,994
-3,873
-49% -$72.9K
DLTH icon
3028
Duluth Holdings
DLTH
$153M
$75K ﹤0.01%
2,383
-700
-23% -$19.1K
ESGE icon
3029
iShares ESG Aware MSCI EM ETF
ESGE
$6.84B
$75K ﹤0.01%
2,215
+1,679
+313% +$56.5K
KNCT icon
3030
Invesco Next Gen Connectivity ETF
KNCT
$165M
$75K ﹤0.01%
1,279
– –
SMFG icon
3031
Sumitomo Mitsui Financial
SMFG
$167B
$75K ﹤0.01%
9,401
-17,136
-65% -$135K
TXNM
3032
TXNM Energy Inc
TXNM
$5.91B
$75K ﹤0.01%
1,899
+990
+109% +$38.8K
JOYY
3033
JOYY Inc
JOYY
$3.68B
$75K ﹤0.01%
1,010
-4,171
-81% -$350K
EQM
3034
DELISTED
EQM Midstream Partners, LP
EQM
$75K ﹤0.01%
1,424
-5,842
-80% -$319K
VSM
3035
DELISTED
Versum Materials, Inc.
VSM
$75K ﹤0.01%
2,063
-592
-22% -$22.3K
ACIW icon
3036
ACI Worldwide
ACIW
$5.4B
$74K ﹤0.01%
2,617
-806
-24% -$22K
ALEX
3037
DELISTED
Alexander & Baldwin
ALEX
$74K ﹤0.01%
3,270
+676
+26% +$16K
ARES icon
3038
Ares Management
ARES
$32.5B
$74K ﹤0.01%
3,180
+2,355
+285% +$50.5K
DB icon
3039
Deutsche Bank
DB
$72.5B
$74K ﹤0.01%
6,502
-2,140
-25% -$25.1K
EXPO icon
3040
Exponent
EXPO
$3.19B
$74K ﹤0.01%
1,397
+330
+31% +$16.9K
FCO
3041
DELISTED
abrdn Global Income Fund
FCO
$74K ﹤0.01%
8,809
-715
-8% -$5.81K
HUBS icon
3042
HubSpot
HUBS
$11.2B
$74K ﹤0.01%
488
+24
+5% +$3.3K
IAI icon
3043
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.39B
$74K ﹤0.01%
1,177
-8,904
-88% -$579K
IBDQ
3044
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$74K ﹤0.01%
3,072
+344
+13% +$8.25K
ITEQ icon
3045
Amplify BlueStar Israel Technology ETF
ITEQ
$119M
$74K ﹤0.01%
2,049
+950
+86% +$34K
NVEC icon
3046
NVE Corp
NVEC
$587M
$74K ﹤0.01%
698
+369
+112% +$42.5K
PBD icon
3047
Invesco Global Clean Energy ETF
PBD
$195M
$74K ﹤0.01%
6,230
-3,326
-35% -$39.6K
SPMB icon
3048
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.05B
$74K ﹤0.01%
2,920
+752
+35% +$19K
WBIY icon
3049
WBI Power Factor High Dividend ETF
WBIY
$63.8M
$74K ﹤0.01%
2,751
+1,741
+172% +$47.5K
WSO icon
3050
Watsco Inc
WSO
$12.9B
$74K ﹤0.01%
419
-636
-60% -$112K
120 121
122
123 124

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.