Ladenburg Thalmann Financial Services’s iShares ESG Aware MSCI EM ETF ESGE Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$306K	Sell	13,149 -3,440	-21%	-$118K	﹤0.01%	2193
2019 Q3	$539K	Buy	16,589 +11,269	+212%	+$370K	﹤0.01%	1703
2019 Q2	$182K	Buy	5,320 +2,433	+84%	+$82.1K	﹤0.01%	2538
2019 Q1	$97K	Buy	2,887 +522	+22%	+$17.4K	﹤0.01%	2902
2018 Q4	$73K	Buy	2,365 +150	+7%	+$4.72K	﹤0.01%	2981
2018 Q3	$75K	Buy	2,215 +1,679	+313%	+$56.5K	﹤0.01%	3033
2018 Q2	$40K	Sell	536 -536	-50%	-$19.3K	﹤0.01%	3408
2018 Q1	$40K	Buy	1,072 +40	+4%	+$1.54K	﹤0.01%	3408
2017 Q4	$38K	Hold	1,032	–	–	﹤0.01%	3407
2017 Q3	$36K	Buy	1,032 +220	+27%	+$7.5K	﹤0.01%	3324
2017 Q2	$26K	Sell	812 -30	-4%	-$947	﹤0.01%	3437
2017 Q1	$25K	Hold	842	–	–	﹤0.01%	3411
2016 Q4	$23K	Buy	842 +530	+170%	+$14.7K	﹤0.01%	3397
2016 Q3	$9K	Buy	+312	New	+$8.88K	﹤0.01%	3869