Ladenburg Thalmann Financial Services’s iShares ESG Aware MSCI EM ETF ESGE Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ESGE Stock Details ESGE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$306K	Sell	13,149 -3,440	-21%	-$118K	﹤0.01%	2193
2019 Q3	$539K	Buy	16,589 +11,269	+212%	+$370K	﹤0.01%	1703
2019 Q2	$182K	Buy	5,320 +2,433	+84%	+$82.1K	﹤0.01%	2538
2019 Q1	$97K	Buy	2,887 +522	+22%	+$17.4K	﹤0.01%	2902
2018 Q4	$73K	Buy	2,365 +150	+7%	+$4.72K	﹤0.01%	2981
2018 Q3	$75K	Buy	2,215 +1,679	+313%	+$56.5K	﹤0.01%	3033
2018 Q2	$40K	Sell	536 -536	-50%	-$19.3K	﹤0.01%	3408
2018 Q1	$40K	Buy	1,072 +40	+4%	+$1.54K	﹤0.01%	3408
2017 Q4	$38K	Hold	1,032	–	–	﹤0.01%	3407
2017 Q3	$36K	Buy	1,032 +220	+27%	+$7.5K	﹤0.01%	3324
2017 Q2	$26K	Sell	812 -30	-4%	-$947	﹤0.01%	3437
2017 Q1	$25K	Hold	842	–	–	﹤0.01%	3411
2016 Q4	$23K	Buy	842 +530	+170%	+$14.7K	﹤0.01%	3397
2016 Q3	$9K	Buy	+312	New	+$8.88K	﹤0.01%	3869

Other funds holding ESGE

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

VMPIC

Varma Mutual Pension Insurance Co Helsinki, Finland $18.9B AUM 32.24% 1-Year Est. Return

Prudential plc London, England, United Kingdom $18.4B AUM 23.98% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Betterment LLC New York $59.1B AUM 18.41% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ESGE Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its iShares ESG Aware MSCI EM ETF (ESGE) stake by 21% in Q4 2019, selling an estimated $118K and leaving 13,149 shares worth $306K. The position accounts for ﹤0.01% of the portfolio, ranked #2193.

Ladenburg Thalmann Financial Services first reported a position in ESGE in Q3 2016 and has held it in 14 quarters since. The position peaked at $539K in Q3 2019. 172 funds tracked by Wall St. Rank hold ESGE as of Q4 2019.

Ladenburg Thalmann Financial Services held 13,149 shares of iShares ESG Aware MSCI EM ETF worth $306K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 3,440 iShares ESG Aware MSCI EM ETF shares in Q4 2019, an estimated $118K.
iShares ESG Aware MSCI EM ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2193 holding.
Ladenburg Thalmann Financial Services first reported a position in iShares ESG Aware MSCI EM ETF in Q3 2016 and has held it in 14 quarters since.
Ladenburg Thalmann Financial Services's iShares ESG Aware MSCI EM ETF position peaked at $539K in Q3 2019.
172 funds tracked by Wall St. Rank held iShares ESG Aware MSCI EM ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.