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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUND
2901
Sprott Focus Trust
FUND
$319M
$105K ﹤0.01%
15,509
– –
HEQ
2902
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$105K ﹤0.01%
7,578
+318
+4% +$4.42K
VOC icon
2903
VOC Energy
VOC
$53.9M
$105K ﹤0.01%
19,783
-2,500
-11% -$13.2K
PRI icon
2904
Primerica
PRI
$9.65B
$104K ﹤0.01%
820
-538
-40% -$64.9K
STLA icon
2905
Stellantis
STLA
$20.2B
$104K ﹤0.01%
8,104
-1,267
-14% -$17K
CNH
2906
CNH Industrial
CNH
$16.8B
$104K ﹤0.01%
11,708
-4,279
-27% -$37.6K
VFLQ
2907
DELISTED
Vanguard U.S. Liquidity Factor ETF
VFLQ
$104K ﹤0.01%
+1,253
New +$103K
LM
2908
DELISTED
Legg Mason, Inc.
LM
$104K ﹤0.01%
2,740
-981
-26% -$37.1K
CTRE icon
2909
CareTrust REIT
CTRE
$9.16B
$103K ﹤0.01%
4,380
+2,071
+90% +$48.6K
ERII icon
2910
Energy Recovery
ERII
$426M
$103K ﹤0.01%
11,074
– –
IDX icon
2911
VanEck Indonesia Index ETF
IDX
$36.6M
$103K ﹤0.01%
4,726
– –
SAND
2912
DELISTED
Sandstorm Gold
SAND
$103K ﹤0.01%
18,170
+600
+3% +$3.65K
SPDV icon
2913
AAM S&P 500 High Dividend Value ETF
SPDV
$104M
$103K ﹤0.01%
3,900
-3,000
-43% -$77.2K
PRSP
2914
DELISTED
Perspecta Inc. Common Stock
PRSP
$103K ﹤0.01%
3,576
-34
-0.9% -$832
FND icon
2915
Floor & Decor
FND
$6.24B
$102K ﹤0.01%
1,996
+1,685
+542% +$75.7K
MHD icon
2916
BlackRock MuniHoldings Fund
MHD
$607M
$102K ﹤0.01%
6,203
-2,872
-32% -$48.2K
MSA icon
2917
Mine Safety
MSA
$7.3B
$102K ﹤0.01%
929
-13
-1% -$1.37K
DTYS
2918
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$102K ﹤0.01%
9,940
+53
+0.5% +$584
AEF
2919
abrdn Emerging Markets Equity Income Fund
AEF
$387M
$101K ﹤0.01%
14,638
-170
-1% -$1.21K
ESGG icon
2920
FlexShares STOXX Global ESG Select Index Fund
ESGG
$115M
$101K ﹤0.01%
1,019
+252
+33% +$24.9K
FDIQ
2921
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$48.7M
$101K ﹤0.01%
2,020
+320
+19% +$15.8K
PSEP icon
2922
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$101K ﹤0.01%
+4,050
New +$101K
PZC
2923
DELISTED
PIMCO California Municipal Income Fund III
PZC
$101K ﹤0.01%
9,011
+7,001
+348% +$78.9K
VYX icon
2924
NCR Voyix
VYX
$1.13B
$101K ﹤0.01%
5,187
+1,073
+26% +$20.7K
ROOF
2925
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$101K ﹤0.01%
3,958
– –
115 116
117
118 119

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.