We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCAP
2876
DELISTED
Jernigan Capital, Inc.
JCAP
$108K ﹤0.01%
5,614
+99
+2% +$1.96K
DNI
2877
DELISTED
Dividend and Income Fund
DNI
$108K ﹤0.01%
9,051
+5,000
+123% +$57.8K
ASX icon
2878
ASE Group
ASX
$103B
$107K ﹤0.01%
23,905
+4,091
+21% +$18K
CPF icon
2879
Central Pacific Financial
CPF
$996M
$107K ﹤0.01%
3,771
-30
-0.8% -$865
DIN icon
2880
Dine Brands
DIN
$447M
$107K ﹤0.01%
1,406
-1,299
-48% -$106K
FSMD icon
2881
Fidelity Small-Mid Multifactor ETF
FSMD
$2.64B
$107K ﹤0.01%
4,288
+2,593
+153% +$64.9K
LGND icon
2882
Ligand Pharmaceuticals
LGND
$5.87B
$107K ﹤0.01%
1,726
+412
+31% +$25.9K
PCF
2883
High Income Securities Fund
PCF
$102M
$107K ﹤0.01%
12,586
+8,363
+198% +$69.7K
PCTY icon
2884
Paylocity
PCTY
$7.87B
$107K ﹤0.01%
1,099
+531
+93% +$54.4K
PJUL icon
2885
Innovator US Equity Power Buffer ETF July
PJUL
$1.29B
$107K ﹤0.01%
+4,100
New +$106K
RWT
2886
Redwood Trust
RWT
$604M
$107K ﹤0.01%
6,619
+5,754
+665% +$96.2K
CEQP
2887
DELISTED
Crestwood Equity Partners LP
CEQP
$107K ﹤0.01%
2,924
-36,089
-93% -$1.31M
AJRD
2888
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$107K ﹤0.01%
2,122
+1,470
+225% +$71.4K
OPB
2889
DELISTED
Opus Bank Common Stock
OPB
$107K ﹤0.01%
4,926
-55
-1% -$1.17K
BOCT icon
2890
Innovator US Equity Buffer ETF October
BOCT
$290M
$106K ﹤0.01%
4,285
– –
DAR icon
2891
Darling Ingredients
DAR
$10.6B
$106K ﹤0.01%
5,523
+91
+2% +$1.78K
FMX icon
2892
Fomento Económico Mexicano
FMX
$40.3B
$106K ﹤0.01%
1,147
+171
+18% +$15.8K
HAE icon
2893
Haemonetics
HAE
$4.13B
$106K ﹤0.01%
842
+98
+13% +$12.4K
INDS icon
2894
Pacer Industrial Real Estate ETF
INDS
$116M
$106K ﹤0.01%
3,236
+1,951
+152% +$62.4K
ONEY icon
2895
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$681M
$106K ﹤0.01%
1,504
+780
+108% +$54.2K
RHI icon
2896
Robert Half
RHI
$4.42B
$106K ﹤0.01%
1,899
+47
+3% +$2.65K
RMR icon
2897
The RMR Group
RMR
$346M
$106K ﹤0.01%
2,326
-79
-3% -$3.72K
XSMO icon
2898
Invesco S&P SmallCap Momentum ETF
XSMO
$3.14B
$106K ﹤0.01%
2,878
-202
-7% -$7.64K
SLT
2899
DELISTED
Pacer Salt High truBeta US Market ETF
SLT
$106K ﹤0.01%
4,200
– –
QTS
2900
DELISTED
QTS REALTY TRUST, INC.
QTS
$106K ﹤0.01%
2,076
-602
-22% -$28.6K
114 115
116
117 118

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.