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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZIXI
2876
DELISTED
Zix Corporation
ZIXI
$93K ﹤0.01%
16,700
– –
MDLY
2877
DELISTED
Medley Management Inc
MDLY
$93K ﹤0.01%
1,770
-30
-2% -$1.37K
ATHN
2878
DELISTED
Athenahealth, Inc.
ATHN
$93K ﹤0.01%
704
+395
+128% +$59.2K
EFSC icon
2879
Enterprise Financial Services Corp
EFSC
$2.4B
$92K ﹤0.01%
1,747
-53
-3% -$2.95K
GNRC icon
2880
Generac Holdings
GNRC
$12.9B
$92K ﹤0.01%
1,625
-142
-8% -$7.78K
IOVA icon
2881
Iovance Biotherapeutics
IOVA
$3.16B
$92K ﹤0.01%
8,168
+2,468
+43% +$35K
LNW
2882
DELISTED
Light & Wonder
LNW
$92K ﹤0.01%
3,617
-3,750
-51% -$136K
NTB icon
2883
Bank of N.T. Butterfield & Son
NTB
$2.51B
$92K ﹤0.01%
1,778
+354
+25% +$17.9K
VOYA icon
2884
Voya Financial
VOYA
$9.2B
$92K ﹤0.01%
1,853
-1,234
-40% -$61K
HMLP
2885
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$92K ﹤0.01%
+5,000
New +$90.9K
SINA
2886
DELISTED
Sina Corp
SINA
$92K ﹤0.01%
1,327
+958
+260% +$71.8K
JPEU
2887
DELISTED
JPMorgan Diversified Return Europe Equity ETF
JPEU
$92K ﹤0.01%
1,582
-167
-10% -$9.83K
ORBK
2888
DELISTED
Orbotech Ltd
ORBK
$92K ﹤0.01%
1,556
+1,268
+440% +$79.3K
SEA
2889
DELISTED
Invesco Shipping ETF
SEA
$92K ﹤0.01%
8,985
-2,000
-18% -$20K
BKF icon
2890
iShares MSCI BIC ETF
BKF
$76.5M
$91K ﹤0.01%
2,238
-6,883
-75% -$284K
FPXI icon
2891
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$301M
$91K ﹤0.01%
2,569
+469
+22% +$16.3K
PZC
2892
DELISTED
PIMCO California Municipal Income Fund III
PZC
$91K ﹤0.01%
9,010
– –
BERY
2893
DELISTED
Berry Global Group, Inc.
BERY
$91K ﹤0.01%
2,046
-1,391
-40% -$61.1K
ADC icon
2894
Agree Realty
ADC
$9.3B
$90K ﹤0.01%
1,696
-113
-6% -$6.14K
ALNT icon
2895
Allient
ALNT
$1.89B
$90K ﹤0.01%
2,475
+1,183
+92% +$38.4K
ARW icon
2896
Arrow Electronics
ARW
$10.9B
$90K ﹤0.01%
1,227
-477
-28% -$36.6K
IDCC icon
2897
InterDigital
IDCC
$8.87B
$90K ﹤0.01%
1,131
-609
-35% -$49.9K
MOH icon
2898
Molina Healthcare
MOH
$11.1B
$90K ﹤0.01%
603
-6
-1% -$766
SUSB icon
2899
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$90K ﹤0.01%
3,669
+3,103
+548% +$76.2K
USAC icon
2900
USA Compression Partners
USAC
$3.86B
$90K ﹤0.01%
5,424
-14
-0.3% -$236
114 115
116
117 118

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.