We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHUY
2876
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$24K ﹤0.01%
+1,200
New +$29.5K
LL
2877
DELISTED
LL Flooring Holdings, Inc.
LL
$24K ﹤0.01%
354
-8,154
-96% -$472K
TRQ
2878
DELISTED
Turquoise Hill Resources Ltd
TRQ
$24K ﹤0.01%
780
– –
NAVB
2879
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$24K ﹤0.01%
647
– –
WEB
2880
DELISTED
Web.com Group, Inc.
WEB
$24K ﹤0.01%
1,262
+662
+110% +$12.1K
HAR
2881
DELISTED
Harman International Industries
HAR
$24K ﹤0.01%
218
-220
-50% -$22.7K
PTX
2882
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$24K ﹤0.01%
262
+251
+2,282% +$23.9K
JHP
2883
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$24K ﹤0.01%
2,931
+731
+33% +$6.17K
NJ
2884
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$24K ﹤0.01%
1,482
+50
+3% +$813
GTI
2885
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$24K ﹤0.01%
4,865
+2,765
+132% +$12.1K
KMM
2886
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$24K ﹤0.01%
2,786
+1,186
+74% +$10.3K
MLPG
2887
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$24K ﹤0.01%
682
– –
CPT icon
2888
Camden Property Trust
CPT
$10.9B
$23K ﹤0.01%
308
+201
+188% +$14.9K
DHF
2889
BNY Mellon High Yield Strategies Fund
DHF
$175M
$23K ﹤0.01%
6,430
+54
+0.8% +$208
FDUS icon
2890
Fidus Investment
FDUS
$748M
$23K ﹤0.01%
1,518
+1,000
+193% +$16.1K
FLS icon
2891
Flowserve
FLS
$10.3B
$23K ﹤0.01%
388
-9,570
-96% -$609K
GAL icon
2892
State Street Global Allocation ETF
GAL
$316M
$23K ﹤0.01%
662
+3
+0.5% +$104
GLIN icon
2893
VanEck India Growth Leaders ETF
GLIN
$93.5M
$23K ﹤0.01%
508
– –
IDX icon
2894
VanEck Indonesia Index ETF
IDX
$36.1M
$23K ﹤0.01%
957
+39
+4% +$961
IPO icon
2895
Renaissance IPO ETF
IPO
$166M
$23K ﹤0.01%
1,000
– –
JPI
2896
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$23K ﹤0.01%
+1,005
New +$23.1K
MPA icon
2897
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$23K ﹤0.01%
1,629
– –
PFO
2898
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$23K ﹤0.01%
2,013
– –
SENEA icon
2899
Seneca Foods Class A
SENEA
$1.28B
$23K ﹤0.01%
+852
New +$23.2K
STEW
2900
SRH Total Return Fund
STEW
$1.8B
$23K ﹤0.01%
2,500
– –
114 115
116
117 118

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.