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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG.WS
2651
DELISTED
American International Group, Inc.
AIG.WS
$127K ﹤0.01%
8,677
-483
-5% -$7.2K
ENLK
2652
DELISTED
EnLink Midstream Partners, LP
ENLK
$127K ﹤0.01%
6,800
-4,300
-39% -$74.6K
ASIX icon
2653
AdvanSix
ASIX
$460M
$126K ﹤0.01%
3,758
-298
-7% -$10.7K
ERTH icon
2654
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$126K ﹤0.01%
2,876
+988
+52% +$42.8K
FXC icon
2655
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.9M
$126K ﹤0.01%
1,647
-267
-14% -$20.2K
GEM icon
2656
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.74B
$126K ﹤0.01%
3,856
-35,146
-90% -$1.15M
EC icon
2657
Ecopetrol
EC
$35.3B
$125K ﹤0.01%
4,655
+4,605
+9,210% +$102K
LYV icon
2658
Live Nation Entertainment
LYV
$43.9B
$125K ﹤0.01%
2,325
-693
-23% -$35.1K
SRV
2659
NXG Cushing Midstream Energy Fund
SRV
$226M
$125K ﹤0.01%
2,651
+2,011
+314% +$96.7K
RJA
2660
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$125K ﹤0.01%
22,053
+383
+2% +$2.25K
MTSC
2661
DELISTED
MTS Systems Corp
MTSC
$125K ﹤0.01%
2,284
+55
+2% +$2.94K
EGHT icon
2662
8x8 Inc
EGHT
$300M
$124K ﹤0.01%
5,840
-625
-10% -$13.6K
ENR icon
2663
Energizer
ENR
$1.56B
$124K ﹤0.01%
2,132
-729
-25% -$45.9K
FUND
2664
Sprott Focus Trust
FUND
$320M
$124K ﹤0.01%
16,748
-8,044
-32% -$61.8K
LCII icon
2665
LCI Industries
LCII
$2.58B
$124K ﹤0.01%
1,494
-516
-26% -$48.3K
PRI icon
2666
Primerica
PRI
$9.65B
$124K ﹤0.01%
1,028
+19
+2% +$2.2K
ISCA
2667
DELISTED
International Speedway Corp
ISCA
$124K ﹤0.01%
2,829
+1,937
+217% +$85.7K
EGP icon
2668
EastGroup Properties
EGP
$10.9B
$123K ﹤0.01%
1,292
-134
-9% -$12.9K
FOXF icon
2669
Fox Factory Holding Corp
FOXF
$883M
$123K ﹤0.01%
1,746
+1,341
+331% +$82.1K
IXP icon
2670
iShares Global Comm Services ETF
IXP
$572M
$123K ﹤0.01%
2,124
-938
-31% -$52.7K
JPME icon
2671
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$481M
$123K ﹤0.01%
1,824
+1,672
+1,100% +$112K
RFDI icon
2672
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$123K ﹤0.01%
2,000
-2,761
-58% -$170K
CPAY icon
2673
Corpay
CPAY
$27.4B
$123K ﹤0.01%
540
-281
-34% -$61.4K
NYRT
2674
DELISTED
New York REIT, Inc.
NYRT
$123K ﹤0.01%
6,806
+2,221
+48% +$40.2K
SPLB icon
2675
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$122K ﹤0.01%
4,642
+2,401
+107% +$63.2K
105 106
107
108 109

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.