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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLN icon
2601
VanEck Long Muni ETF
MLN
$681M
$135K ﹤0.01%
6,984
-1,529
-18% -$30.1K
OMCL icon
2602
Omnicell
OMCL
$1.7B
$135K ﹤0.01%
1,912
-475
-20% -$29.9K
AQB icon
2603
AquaBounty Technologies
AQB
$7.67M
$134K ﹤0.01%
2,088
+1,108
+113% +$64.1K
BOKF icon
2604
BOK Financial
BOKF
$8.88B
$134K ﹤0.01%
1,373
+71
+5% +$7.09K
GPMT
2605
Granite Point Mortgage Trust
GPMT
$57.4M
$134K ﹤0.01%
6,970
-9,818
-58% -$185K
IWX icon
2606
iShares Russell Top 200 Value ETF
IWX
$4.04B
$134K ﹤0.01%
2,506
+6
+0.2% +$317
QCLN icon
2607
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$636M
$134K ﹤0.01%
6,847
+77
+1% +$1.55K
CSML
2608
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$134K ﹤0.01%
+4,755
New +$138K
TMX
2609
DELISTED
Terminix Global Holdings, Inc.
TMX
$134K ﹤0.01%
3,806
+233
+7% +$9.33K
WPX
2610
DELISTED
WPX Energy, Inc.
WPX
$134K ﹤0.01%
6,653
+1,670
+34% +$30.9K
CMPR icon
2611
Cimpress
CMPR
$2.3B
$133K ﹤0.01%
971
+227
+31% +$32.8K
GORO icon
2612
Goldgroup Mining Inc.
GORO
$207M
$133K ﹤0.01%
25,949
-9,000
-26% -$52K
VNO icon
2613
Vornado Realty Trust
VNO
$7.28B
$133K ﹤0.01%
1,823
+118
+7% +$8.74K
VSTO
2614
DELISTED
Vista Outdoor Inc.
VSTO
$133K ﹤0.01%
7,457
-3,984
-35% -$68.4K
DECK icon
2615
Deckers Outdoor
DECK
$12.7B
$132K ﹤0.01%
6,624
+1,560
+31% +$30.3K
MHD icon
2616
BlackRock MuniHoldings Fund
MHD
$607M
$132K ﹤0.01%
8,873
-858
-9% -$13.3K
NIM icon
2617
Nuveen Select Maturities Municipal Fund
NIM
$116M
$132K ﹤0.01%
13,805
-6,596
-32% -$64K
SLF icon
2618
Sun Life Financial
SLF
$45.1B
$132K ﹤0.01%
3,305
+69
+2% +$2.76K
URBN icon
2619
Urban Outfitters
URBN
$6.66B
$132K ﹤0.01%
3,222
+2,287
+245% +$103K
INB
2620
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$132K ﹤0.01%
14,186
-16,216
-53% -$154K
UBNK
2621
DELISTED
United Financial Bancorp, Inc.
UBNK
$132K ﹤0.01%
7,837
-6
-0.1% -$106
BRO icon
2622
Brown & Brown
BRO
$23.6B
$131K ﹤0.01%
4,428
+1,025
+30% +$30.5K
DVA icon
2623
DaVita
DVA
$11.5B
$131K ﹤0.01%
1,840
-445
-19% -$31.5K
EMGF icon
2624
iShares Emerging Markets Equity Factor ETF
EMGF
$1.91B
$131K ﹤0.01%
3,026
+789
+35% +$35.2K
FIBK icon
2625
First Interstate BancSystem
FIBK
$3.73B
$131K ﹤0.01%
2,924
-60
-2% -$2.67K
103 104
105
106 107

Similar funds

AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.