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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARMK icon
2526
Aramark
ARMK
$16.4B
$149K ﹤0.01%
4,836
-247
-5% -$7.21K
DLX icon
2527
Deluxe
DLX
$1.1B
$149K ﹤0.01%
2,618
-160
-6% -$9.65K
FCAL icon
2528
First Trust California Municipal High income ETF
FCAL
$220M
$149K ﹤0.01%
+3,000
New +$151K
GFI icon
2529
Gold Fields
GFI
$36B
$149K ﹤0.01%
61,364
+114
+0.2% +$343
AIQ icon
2530
Global X Artificial Intelligence & Technology ETF
AIQ
$10.3B
$148K ﹤0.01%
+9,350
New +$145K
CCEP icon
2531
Coca-Cola Europacific Partners
CCEP
$47.6B
$148K ﹤0.01%
3,240
+224
+7% +$9.54K
PB icon
2532
Prosperity Bancshares
PB
$9.02B
$148K ﹤0.01%
2,112
+1,225
+138% +$88.2K
SMIN icon
2533
iShares MSCI India Small-Cap ETF
SMIN
$771M
$148K ﹤0.01%
4,012
+941
+31% +$40K
CEM
2534
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$148K ﹤0.01%
2,045
+7
+0.3% +$513
BC icon
2535
Brunswick
BC
$5.36B
$147K ﹤0.01%
2,200
+233
+12% +$15.4K
DY icon
2536
Dycom Industries
DY
$12.6B
$147K ﹤0.01%
1,751
-3,081
-64% -$267K
ERIC icon
2537
Ericsson
ERIC
$33.6B
$147K ﹤0.01%
16,728
-5,005
-23% -$41K
MTZ icon
2538
MasTec
MTZ
$23.9B
$147K ﹤0.01%
3,282
+312
+11% +$14.4K
PKX icon
2539
POSCO
PKX
$17.7B
$147K ﹤0.01%
2,222
+676
+44% +$47.3K
SNSR icon
2540
Global X Internet of Things ETF
SNSR
$223M
$147K ﹤0.01%
7,222
+670
+10% +$13.6K
GENY
2541
DELISTED
Principal Exchange-Traded Funds Principal Millennial Global Growth ETF
GENY
$147K ﹤0.01%
3,806
+3,683
+2,994% +$140K
LOR
2542
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$147K ﹤0.01%
14,072
+3,903
+38% +$40.4K
CUBE icon
2543
CubeSmart
CUBE
$9.34B
$146K ﹤0.01%
5,096
-271
-5% -$8.28K
GDOT icon
2544
Green Dot
GDOT
$771M
$146K ﹤0.01%
1,661
+899
+118% +$74.7K
MLPA icon
2545
Global X MLP ETF
MLPA
$2.3B
$146K ﹤0.01%
2,547
+141
+6% +$8.21K
VONV icon
2546
Vanguard Russell 1000 Value ETF
VONV
$22B
$146K ﹤0.01%
2,648
-1,666
-39% -$91.5K
AIV.PRA
2547
DELISTED
Apart. Invst and Mgt Co
AIV.PRA
$146K ﹤0.01%
5,627
+720
+15% +$18.7K
IBMJ
2548
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$146K ﹤0.01%
5,779
-25,868
-82% -$657K
NORW
2549
DELISTED
Global X MSCI Norway ETF
NORW
$146K ﹤0.01%
9,607
+8,570
+826% +$124K
AVNT icon
2550
Avient
AVNT
$4.25B
$145K ﹤0.01%
3,323
-309
-9% -$13.5K
100 101
102
103 104

Similar funds

AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.