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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEG icon
426
Public Service Enterprise Group
PEG
$37.5B
– –
-300
Closed -$18K
PEJ icon
427
Invesco Leisure and Entertainment ETF
PEJ
$307M
– –
-1,419
Closed -$71K
PENN icon
428
PENN Entertainment
PENN
$2.57B
– –
-597
Closed -$43K
PEP icon
429
PepsiCo
PEP
$189B
– –
-1
Closed –
PETS icon
430
PetMed Express
PETS
$42.3M
– –
-40
Closed -$1K
PFE icon
431
Pfizer
PFE
$152B
– –
-1,216
Closed -$52K
PFFD icon
432
Global X US Preferred ETF
PFFD
$2.16B
– –
-4,930
Closed -$127K
PFG icon
433
Principal Financial Group
PFG
$24.2B
– –
-305
Closed -$20K
PFLD icon
434
AAM Low Duration Preferred and Income Securities ETF
PFLD
$408M
– –
-800
Closed -$20K
PG icon
435
Procter & Gamble
PG
$338B
– –
-114
Closed -$16K
PGX icon
436
Invesco Preferred ETF
PGX
$3.76B
– –
-5,505
Closed -$83K
IFLN
437
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
– –
-313
Closed -$6K
PHO icon
438
Invesco Water Resources ETF
PHO
$2.09B
– –
-499
Closed -$27K
PINS icon
439
Pinterest
PINS
$13.4B
– –
-400
Closed -$20K
PKB icon
440
Invesco Building & Construction ETF
PKB
$398M
– –
-2,015
Closed -$95K
PLTR icon
441
Palantir
PLTR
$420B
– –
-433
Closed -$10K
PLUG icon
442
Plug Power
PLUG
$3.1B
– –
-55
Closed -$1K
PM icon
443
Philip Morris
PM
$290B
– –
-200
Closed -$19K
POWA icon
444
Invesco Bloomberg Pricing Power ETF
POWA
$184M
– –
-650
Closed -$43K
POWW icon
445
Outdoor Holding Co
POWW
$269M
– –
-14
Closed –
PRU icon
446
Prudential Financial
PRU
$42.2B
– –
-948
Closed -$100K
PTON icon
447
Peloton Interactive
PTON
$2.46B
– –
-20
Closed -$2K
PTY icon
448
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
– –
-320
Closed -$6K
PYPL icon
449
PayPal
PYPL
$50.5B
– –
-3,282
Closed -$854K
QCOM icon
450
Qualcomm
QCOM
$171B
– –
-181
Closed -$23K
16 17
18
19 20

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.