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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$20.7M
Cap. Flow
+$5.32M
Cap. Flow %
2.01%
Top 10 Hldgs %
31.98%
Holding
165
New
14
Increased
56
Reduced
73
Closed
4

Top Buys

Rank Stock Value
1
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.29M
2
AVDV icon
Avantis International Small Cap Value ETF
AVDV
+$563K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$445K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$371K
5
EUAD
Select STOXX Europe Aerospace & Defense ETF
EUAD
+$363K

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$290K
2
MARW icon
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
+$229K
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$214K
4
FINX icon
Global X FinTech ETF
FINX
+$209K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$202K

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Discretionary 3.21%
3 Communication Services 3.19%
4 Financials 1.15%
5 Energy 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMH icon
1
VanEck Semiconductor ETF
SMH
$65.2B
$12.1M 4.57%
37,143
+489
+1% +$145K
AAPL icon
2
Apple
AAPL
$4.54T
$10.5M 3.94%
41,058
-127
-0.3% -$28.7K
NVDA icon
3
NVIDIA
NVDA
$4.86T
$9.66M 3.64%
51,765
-21
-0% -$3.66K
SCHB icon
4
Schwab US Broad Market ETF
SCHB
$43.2B
$8.37M 3.16%
325,418
-1,932
-0.6% -$47.8K
NOBL icon
5
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$8.32M 3.14%
161,438
-1,170
-0.7% -$60.5K
AMZN icon
6
Amazon
AMZN
$2.92T
$7.65M 2.89%
34,846
+154
+0.4% +$34.9K
SCHG icon
7
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$7.56M 2.85%
236,869
-2,480
-1% -$75.6K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$7.21M 2.72%
10,822
+137
+1% +$87.8K
RSPT icon
9
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
$6.9M 2.6%
154,792
-3,980
-3% -$167K
XLK icon
10
State Street Technology Select Sector SPDR ETF
XLK
$115B
$6.54M 2.47%
46,376
-1,030
-2% -$136K
RSPF icon
11
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$6.24M 2.35%
80,226
-220
-0.3% -$17K
QQQ icon
12
Invesco QQQ Trust
QQQ
$453B
$5.69M 2.15%
9,483
-239
-2% -$137K
JEPI icon
13
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$4.64M 1.75%
81,294
-72
-0.1% -$4.09K
RSP icon
14
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$4.55M 1.71%
23,962
+1,156
+5% +$215K
SCHD icon
15
Schwab US Dividend Equity ETF
SCHD
$103B
$4.52M 1.71%
165,622
-1,650
-1% -$45K
DVY icon
16
iShares Select Dividend ETF
DVY
$23.5B
$4.49M 1.69%
31,601
-246
-0.8% -$34.1K
AGG icon
17
iShares Core US Aggregate Bond ETF
AGG
$137B
$4.37M 1.65%
43,591
+753
+2% +$74.7K
XLF icon
18
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$4.1M 1.55%
76,049
+7,005
+10% +$371K
HACK icon
19
Amplify Cybersecurity ETF
HACK
$2.68B
$4.08M 1.54%
47,043
-285
-0.6% -$24.2K
LQD icon
20
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$3.81M 1.44%
34,181
+177
+0.5% +$19.5K
BINC icon
21
BlackRock Flexible Income ETF
BINC
$16.1B
$3.55M 1.34%
66,669
+43,367
+186% +$2.29M
RSPH icon
22
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$3.43M 1.29%
116,745
-750
-0.6% -$21.7K
META icon
23
Meta Platforms (Facebook)
META
$1.42T
$3.35M 1.26%
4,565
-30
-0.7% -$22.3K
VOT icon
24
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$3.11M 1.17%
10,593
-150
-1% -$43.3K
XLE icon
25
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$3.04M 1.15%
68,024
-310
-0.5% -$13.6K
1
2 3 4 5

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Joseph P. Lucia & Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Joseph P. Lucia & Associates held 165 positions worth $265M, up 8.5% from $244M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates's Q3 2025 filing shows 14 new, 56 increased, 73 reduced and 4 closed positions. Its largest new stake was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K. The largest sale was Vanguard Intermediate-Term Bond ETF, an estimated $290K.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2025 buy was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K.
  • Joseph P. Lucia & Associates added most to BlackRock Flexible Income ETF in Q3 2025, an estimated $2.29M increase.
  • Joseph P. Lucia & Associates's biggest Q3 2025 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $290K.
  • Joseph P. Lucia & Associates fully exited AllianzIM U.S. Equity Buffer20 Mar ETF in Q3 2025, selling an estimated $229K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $265M portfolio in Q3 2025.
  • Joseph P. Lucia & Associates opened 14 new positions and closed 4 in Q3 2025.
  • Joseph P. Lucia & Associates's portfolio value rose 8.5% quarter-over-quarter to $265M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2025, filed 20 Oct 2025.