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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.32M 3.02%
88,251
+5,162
+6% +$193K
RSPT icon
2
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.39B
$3.32M 3.02%
167,450
-5,810
-3% -$109K
RSPF icon
3
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$311M
$3.29M 2.99%
70,198
+1,059
+2% +$47.7K
BAB icon
4
Invesco Taxable Municipal Bond ETF
BAB
$1.03B
$3.1M 2.82%
97,993
+21,161
+28% +$677K
SCHP icon
5
Schwab US TIPS ETF
SCHP
$16.4B
$2.99M 2.72%
105,600
+4,476
+4% +$127K
SCHA icon
6
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.91M 2.65%
153,912
-6,248
-4% -$113K
SCHG icon
7
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$2.9M 2.64%
249,512
-7,696
-3% -$84.8K
XLK icon
8
State Street Technology Select Sector SPDR ETF
XLK
$112B
$2.86M 2.6%
62,388
-220
-0.4% -$9.42K
KRE icon
9
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$2.67M 2.43%
45,875
-523
-1% -$29K
HACK icon
10
Amplify Cybersecurity ETF
HACK
$2.65B
$2.58M 2.35%
62,123
-2,837
-4% -$114K
RSPH icon
11
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$774M
$2.55M 2.32%
115,120
+11,480
+11% +$240K
SCHM icon
12
Schwab US Mid-Cap ETF
SCHM
$14.5B
$2.29M 2.09%
114,393
-705
-0.6% -$13.7K
RSPU icon
13
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$549M
$2.23M 2.03%
42,064
+16,178
+62% +$843K
RSPS icon
14
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$254M
$2.16M 1.96%
73,895
+42,165
+133% +$1.19M
KIO
15
KKR Income Opportunities Fund
KIO
$452M
$2.08M 1.89%
131,752
+19,664
+18% +$303K
AAPL icon
16
Apple
AAPL
$4.99T
$2.07M 1.88%
28,200
-36
-0.1% -$2.32K
XLF icon
17
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$2.05M 1.86%
66,533
+1,377
+2% +$40.4K
PFXF icon
18
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$2.01M 1.82%
99,195
+24,133
+32% +$485K
DIV icon
19
Global X SuperDividend US ETF
DIV
$796M
$1.99M 1.81%
83,634
+34,040
+69% +$797K
ITA icon
20
iShares US Aerospace & Defense ETF
ITA
$14.5B
$1.91M 1.74%
17,188
-186
-1% -$20.9K
DVY icon
21
iShares Select Dividend ETF
DVY
$24.1B
$1.73M 1.57%
16,329
-128
-0.8% -$13.2K
VOT icon
22
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$1.71M 1.56%
10,790
+20
+0.2% +$3.05K
SDOG icon
23
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$1.71M 1.55%
36,473
+4,583
+14% +$207K
TSLA icon
24
Tesla
TSLA
$1.21T
$1.69M 1.54%
60,750
– –
NOBL icon
25
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.59M 1.45%
42,144
+1,894
+5% +$69.5K
1
2 3 4 5

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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.