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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
4
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
1
iShares Select Dividend ETF
DVY
$23.5B
$5.32M 4.18%
49,619
+2,060
+4% +$247K
AAPL icon
2
Apple
AAPL
$4.43T
$5.26M 4.13%
38,055
+2,530
+7% +$397K
RSPF icon
3
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$5.12M 4.02%
99,870
+2,318
+2% +$129K
RSPT icon
4
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.53B
$4.73M 3.71%
208,780
-1,150
-0.5% -$29.4K
FLOT icon
5
iShares Floating Rate Bond ETF
FLOT
$10.2B
$4.55M 3.57%
90,496
+2,642
+3% +$133K
NOBL icon
6
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$3.92M 3.07%
97,932
+10,822
+12% +$478K
SCHP icon
7
Schwab US TIPS ETF
SCHP
$16.3B
$3.83M 3.01%
148,038
-11,432
-7% -$318K
SMH icon
8
VanEck Semiconductor ETF
SMH
$66B
$3.33M 2.62%
35,992
+2,640
+8% +$288K
XLK icon
9
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.25M 2.55%
54,634
-704
-1% -$48K
RSPH icon
10
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$765M
$3.23M 2.54%
128,480
+5,600
+5% +$153K
SCHG icon
11
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
$3.1M 2.43%
222,104
-4,892
-2% -$76.6K
AMZN icon
12
Amazon
AMZN
$2.91T
$2.92M 2.3%
25,889
+789
+3% +$99.7K
HACK icon
13
Amplify Cybersecurity ETF
HACK
$2.68B
$2.88M 2.26%
66,316
+151
+0.2% +$7.2K
SCHD icon
14
Schwab US Dividend Equity ETF
SCHD
$103B
$2.87M 2.25%
129,450
+4,266
+3% +$104K
KRE icon
15
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$2.52M 1.98%
42,743
-958
-2% -$59.9K
RSPS icon
16
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$248M
$2.49M 1.95%
80,875
+925
+1% +$31.1K
VIG icon
17
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.27M 1.78%
16,757
-325
-2% -$48.4K
PFXF icon
18
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$2.19M 1.72%
127,559
-98
-0.1% -$1.82K
PFF icon
19
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.18M 1.71%
68,885
-835
-1% -$28K
STIP icon
20
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.06M 1.62%
21,406
+720
+3% +$72.1K
SCHB icon
21
Schwab US Broad Market ETF
SCHB
$43.2B
$2.02M 1.58%
143,973
+13,545
+10% +$211K
VOT icon
22
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.3B
$1.99M 1.56%
11,659
+104
+0.9% +$19.7K
SCHA icon
23
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$1.98M 1.55%
104,534
-520
-0.5% -$10.9K
SCHM icon
24
Schwab US Mid-Cap ETF
SCHM
$14.5B
$1.91M 1.5%
94,872
-339
-0.4% -$7.56K
SCHX icon
25
Schwab US Large- Cap ETF
SCHX
$71.7B
$1.89M 1.49%
134,028
+4,626
+4% +$72.6K
1
2 3 4 5

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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Invesco High Yield Equity Dividend Achievers ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Invesco High Yield Equity Dividend Achievers ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.