We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$134M
AUM Growth
+$6.17M
Cap. Flow
-$297K
Cap. Flow %
-0.22%
Top 10 Hldgs %
33.1%
Holding
117
New
10
Increased
27
Reduced
72
Closed
3

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$1.03M
2
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$887K
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$761K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$648K
5
AAPL icon
Apple
AAPL
+$606K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.1M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$390K
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$366K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$344K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$311K

Sector Composition

Rank Sector Weight
1 Technology 5.9%
2 Communication Services 2.38%
3 Consumer Discretionary 2.24%
4 Utilities 0.69%
5 Financials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
1
iShares Select Dividend ETF
DVY
$23.5B
$5.74M 4.3%
47,593
-2,026
-4% -$240K
AAPL icon
2
Apple
AAPL
$4.44T
$5.5M 4.12%
42,295
+4,240
+11% +$606K
RSPF icon
3
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$5.47M 4.1%
96,997
-2,873
-3% -$161K
NOBL icon
4
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$5.3M 3.97%
117,884
+19,952
+20% +$887K
RSPT icon
5
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.51B
$4.89M 3.66%
201,400
-7,380
-4% -$180K
RSPH icon
6
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$766M
$3.68M 2.75%
127,520
-960
-0.7% -$26.7K
SMH icon
7
VanEck Semiconductor ETF
SMH
$65.7B
$3.52M 2.64%
34,706
-1,286
-4% -$131K
SCHP icon
8
Schwab US TIPS ETF
SCHP
$16.3B
$3.45M 2.58%
133,120
-14,918
-10% -$390K
SCHD icon
9
Schwab US Dividend Equity ETF
SCHD
$103B
$3.32M 2.49%
132,036
+2,586
+2% +$63.8K
XLK icon
10
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.32M 2.49%
53,384
-1,250
-2% -$79.4K
SCHG icon
11
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
$2.97M 2.22%
213,572
-8,532
-4% -$123K
HACK icon
12
Amplify Cybersecurity ETF
HACK
$2.68B
$2.82M 2.11%
64,035
-2,281
-3% -$102K
RSPS icon
13
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$2.72M 2.04%
79,700
-1,175
-1% -$39.4K
FLOT icon
14
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.45M 1.83%
48,667
-41,829
-46% -$2.1M
AMZN icon
15
Amazon
AMZN
$2.91T
$2.37M 1.77%
28,169
+2,280
+9% +$225K
KRE icon
16
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$2.3M 1.73%
39,227
-3,516
-8% -$216K
VIG icon
17
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.23M 1.67%
14,667
-2,090
-12% -$311K
RSPN icon
18
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$2.22M 1.66%
62,305
+4,375
+8% +$153K
VB icon
19
Vanguard Morningstar Small-Cap ETF
VB
$79.7B
$2.14M 1.6%
11,648
+581
+5% +$108K
SCHB icon
20
Schwab US Broad Market ETF
SCHB
$43.2B
$2.07M 1.55%
138,912
-5,061
-4% -$76.1K
SCHA icon
21
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$2.07M 1.55%
102,384
-2,150
-2% -$44.1K
PFF icon
22
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.04M 1.53%
66,839
-2,046
-3% -$63.6K
PFXF icon
23
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$2.02M 1.52%
121,115
-6,444
-5% -$110K
VOT icon
24
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.3B
$1.98M 1.48%
11,014
-645
-6% -$117K
SCHM icon
25
Schwab US Mid-Cap ETF
SCHM
$14.5B
$1.98M 1.48%
90,315
-4,557
-5% -$99.9K
1
2 3 4 5

Similar funds

PBPIA
Pivotal bioVenture Partners Investment Advisor San Francisco, California $280M AUM 181.4% 1-Year Est. Return
HCM
Hall Capital Management Barrington, Rhode Island $280M AUM 14.82% 1-Year Est. Return
BWG
Balanced Wealth Group Westlake, Ohio $279M AUM 17.49% 1-Year Est. Return
KF
Ketron Financial Novato, California $279M AUM
ACC
Acorn Creek Capital Fort Collins, Colorado $280M AUM 19.97% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
OFCM
One Fin Capital Management San Francisco, California $280M AUM 49.87% 1-Year Est. Return

Joseph P. Lucia & Associates's Q4 2022 Portfolio in Review

As of Q4 2022, Joseph P. Lucia & Associates held 117 positions worth $134M, up 4.8% from $127M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates's Q4 2022 filing shows 10 new, 27 increased, 72 reduced and 3 closed positions. Its largest new stake was JPMorgan Equity Premium Income ETF: 14,008 shares worth $763K. The largest sale was iShares Floating Rate Bond ETF, an estimated $2.1M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q4 2022 buy was JPMorgan Equity Premium Income ETF: 14,008 shares worth $763K.
  • Joseph P. Lucia & Associates added most to Global X NASDAQ-100 Covered Call ETF in Q4 2022, an estimated $1.03M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2022 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.1M.
  • Joseph P. Lucia & Associates fully exited American Century Focused Dynamic Growth ETF in Q4 2022, selling an estimated $216K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $134M portfolio in Q4 2022.
  • Joseph P. Lucia & Associates opened 10 new positions and closed 3 in Q4 2022.
  • Joseph P. Lucia & Associates's portfolio value rose 4.8% quarter-over-quarter to $134M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2022, filed 13 Feb 2023.