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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
1
Tesla
TSLA
$1.23T
$7.14M 6.66%
49,917
-7,008
-12% -$827K
RSPT icon
2
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
$4.01M 3.74%
190,200
-2,120
-1% -$44.1K
BAB icon
3
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$3.73M 3.48%
111,959
+3,933
+4% +$131K
SCHP icon
4
Schwab US TIPS ETF
SCHP
$16.4B
$3.68M 3.43%
119,390
+6,742
+6% +$206K
XLK icon
5
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.52M 3.28%
60,266
-1,942
-3% -$110K
SCHG icon
6
Schwab US Large-Cap Growth ETF
SCHG
$60B
$3.4M 3.18%
236,472
+6,016
+3% +$83.8K
AAPL icon
7
Apple
AAPL
$4.54T
$3.3M 3.08%
28,504
-888
-3% -$96.9K
PFF icon
8
iShares Preferred and Income Securities ETF
PFF
$13.3B
$3.01M 2.81%
82,689
-310
-0.4% -$11.2K
RSPF icon
9
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$2.95M 2.75%
77,335
-2,356
-3% -$90.9K
RSPH icon
10
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$766M
$2.88M 2.69%
122,210
-2,000
-2% -$47.1K
HACK icon
11
Amplify Cybersecurity ETF
HACK
$2.68B
$2.67M 2.49%
57,271
-2,937
-5% -$139K
RSPS icon
12
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$2.13M 1.99%
74,420
-4,235
-5% -$121K
SMH icon
13
VanEck Semiconductor ETF
SMH
$67.9B
$2.02M 1.89%
23,250
+5,192
+29% +$435K
SCHA icon
14
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.02M 1.89%
118,396
-6,912
-6% -$119K
PFXF icon
15
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$1.99M 1.85%
103,504
+3,115
+3% +$59.4K
VOT icon
16
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$1.98M 1.85%
10,995
+390
+4% +$68.8K
SCHM icon
17
Schwab US Mid-Cap ETF
SCHM
$14.5B
$1.91M 1.78%
103,296
-3,942
-4% -$73K
KIO
18
KKR Income Opportunities Fund
KIO
$451M
$1.83M 1.71%
135,588
+1,259
+0.9% +$16.7K
NOBL icon
19
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$1.81M 1.69%
50,288
+1,642
+3% +$58.9K
RSPU icon
20
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$535M
$1.79M 1.67%
37,986
-3,836
-9% -$182K
SOCL icon
21
Global X Social Media ETF
SOCL
$90.4M
$1.77M 1.65%
36,305
-1,688
-4% -$80.3K
IHI icon
22
iShares US Medical Devices ETF
IHI
$3.26B
$1.76M 1.64%
35,208
+12
+0% +$581
AMZN icon
23
Amazon
AMZN
$2.92T
$1.73M 1.61%
10,980
+3,600
+49% +$568K
SCHB icon
24
Schwab US Broad Market ETF
SCHB
$43.3B
$1.5M 1.4%
113,184
-882
-0.8% -$11.6K
TLT icon
25
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$1.45M 1.35%
8,885
-188
-2% -$31.2K
1
2 3 4 5

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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.