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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPT icon
1
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.53B
$6.8M 4.32%
209,720
+12,740
+6% +$395K
RSPF icon
2
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$307M
$5.65M 3.59%
87,777
+7,712
+10% +$497K
AAPL icon
3
Apple
AAPL
$4.44T
$5.4M 3.43%
30,425
+1,464
+5% +$231K
SCHP icon
4
Schwab US TIPS ETF
SCHP
$16.3B
$5.37M 3.41%
170,740
+17,914
+12% +$564K
SMH icon
5
VanEck Semiconductor ETF
SMH
$67.3B
$5.16M 3.28%
33,428
+1,926
+6% +$278K
XLK icon
6
State Street Technology Select Sector SPDR ETF
XLK
$116B
$5.03M 3.2%
57,824
+174
+0.3% +$14.3K
SCHG icon
7
Schwab US Large-Cap Growth ETF
SCHG
$59.4B
$4.97M 3.16%
242,736
+4,488
+2% +$89.7K
RSPH icon
8
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$767M
$3.96M 2.52%
123,480
-780
-0.6% -$23.7K
HACK icon
9
Amplify Cybersecurity ETF
HACK
$2.65B
$3.79M 2.41%
61,731
+4,130
+7% +$261K
NOBL icon
10
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$3.69M 2.34%
75,082
+6,586
+10% +$311K
DVY icon
11
iShares Select Dividend ETF
DVY
$23.5B
$3.68M 2.34%
30,037
+4,968
+20% +$592K
BAB icon
12
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$3.67M 2.33%
111,408
+144
+0.1% +$4.75K
VOT icon
13
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$3.07M 1.95%
12,071
+241
+2% +$60.7K
SCHA icon
14
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$2.93M 1.86%
114,392
+16
+0% +$414
PFF icon
15
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.84M 1.81%
72,076
+4,752
+7% +$185K
PFXF icon
16
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$2.81M 1.78%
128,307
+8,455
+7% +$182K
SCHM icon
17
Schwab US Mid-Cap ETF
SCHM
$14.6B
$2.78M 1.77%
103,824
-180
-0.2% -$4.8K
KRE icon
18
State Street SPDR S&P Regional Banking ETF
KRE
$4.52B
$2.63M 1.67%
37,136
+4,931
+15% +$353K
RSPD icon
19
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$318M
$2.56M 1.63%
49,083
+2,904
+6% +$149K
RSPS icon
20
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$2.51M 1.6%
73,950
-370
-0.5% -$11.8K
SCHD icon
21
Schwab US Dividend Equity ETF
SCHD
$102B
$2.46M 1.57%
91,473
+27,183
+42% +$706K
VB icon
22
Vanguard Morningstar Small-Cap ETF
VB
$79.9B
$2.37M 1.51%
10,489
+1,871
+22% +$425K
WCLD
23
WisdomTree Cloud Computing Fund
WCLD
$265M
$2.29M 1.45%
44,116
+100
+0.2% +$5.8K
SCHB icon
24
Schwab US Broad Market ETF
SCHB
$43.2B
$2.27M 1.45%
120,714
+1,740
+1% +$32K
IHI icon
25
iShares US Medical Devices ETF
IHI
$3.11B
$2.18M 1.39%
33,167
+1,330
+4% +$85.1K
1
2 3 4 5

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.