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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$144M
AUM Growth
+$10M
Cap. Flow
+$1.77M
Cap. Flow %
1.23%
Top 10 Hldgs %
33.83%
Holding
121
New
7
Increased
30
Reduced
67
Closed
2

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.28M
2
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$961K
3
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$845K
4
SDOG icon
ALPS Sector Dividend Dogs ETF
SDOG
+$476K
5
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$445K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.1M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$327K
3
IHI icon
iShares US Medical Devices ETF
IHI
+$248K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$214K
5
HD icon
Home Depot
HD
+$212K

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Communication Services 2.83%
3 Consumer Discretionary 2.58%
4 Utilities 0.57%
5 Financials 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$7.19M 5.01%
43,628
+1,333
+3% +$197K
NOBL icon
2
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$6.34M 4.42%
139,018
+21,134
+18% +$961K
DVY icon
3
iShares Select Dividend ETF
DVY
$23.5B
$5.56M 3.87%
47,462
-131
-0.3% -$15.8K
RSPT icon
4
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
$5.51M 3.84%
199,780
-1,620
-0.8% -$42.7K
RSPF icon
5
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$4.85M 3.38%
96,150
-847
-0.9% -$48.3K
SMH icon
6
VanEck Semiconductor ETF
SMH
$65.2B
$4.59M 3.2%
34,900
+194
+0.6% +$23.3K
XLK icon
7
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.05M 2.82%
53,678
+294
+0.6% +$20.2K
RSPH icon
8
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$3.69M 2.57%
126,440
-1,080
-0.8% -$31.4K
SCHG icon
9
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$3.4M 2.37%
208,588
-4,984
-2% -$75.6K
SCHP icon
10
Schwab US TIPS ETF
SCHP
$16.3B
$3.38M 2.35%
126,024
-7,096
-5% -$187K
SCHD icon
11
Schwab US Dividend Equity ETF
SCHD
$103B
$3.29M 2.29%
134,871
+2,835
+2% +$70.9K
AMZN icon
12
Amazon
AMZN
$2.92T
$2.92M 2.03%
28,263
+94
+0.3% +$9.08K
HACK icon
13
Amplify Cybersecurity ETF
HACK
$2.68B
$2.86M 1.99%
59,795
-4,240
-7% -$194K
RSPS icon
14
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$248M
$2.7M 1.88%
79,255
-445
-0.6% -$14.9K
SDOG icon
15
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$2.38M 1.66%
46,560
+9,031
+24% +$476K
RSPN icon
16
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$2.37M 1.65%
63,035
+730
+1% +$27.3K
QYLD icon
17
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$2.27M 1.58%
132,177
+26,715
+25% +$445K
SCHB icon
18
Schwab US Broad Market ETF
SCHB
$43.2B
$2.26M 1.58%
141,954
+3,042
+2% +$47.6K
PFXF icon
19
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$2.19M 1.52%
123,806
+2,691
+2% +$47.8K
VIG icon
20
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.16M 1.51%
14,029
-638
-4% -$97.7K
SCHA icon
21
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.14M 1.49%
101,956
-428
-0.4% -$9.2K
VOT icon
22
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$2.13M 1.48%
10,927
-87
-0.8% -$16.7K
VB icon
23
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$2.12M 1.48%
11,204
-444
-4% -$86.1K
PFF icon
24
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.09M 1.46%
67,065
+226
+0.3% +$7.26K
JEPI icon
25
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$2.06M 1.43%
37,685
+23,677
+169% +$1.28M
1
2 3 4 5

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Joseph P. Lucia & Associates's Q1 2023 Portfolio in Review

As of Q1 2023, Joseph P. Lucia & Associates held 121 positions worth $144M, up 7.5% from $134M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q1 2023 filing shows 7 new, 30 increased, 67 reduced and 2 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 20,961 shares worth $849K. The largest sale was iShares Floating Rate Bond ETF, an estimated $1.1M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q1 2023 buy was Global X S&P 500 Covered Call ETF: 20,961 shares worth $849K.
  • Joseph P. Lucia & Associates added most to JPMorgan Equity Premium Income ETF in Q1 2023, an estimated $1.28M increase.
  • Joseph P. Lucia & Associates's biggest Q1 2023 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.1M.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q1 2023, selling an estimated $214K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $144M portfolio in Q1 2023.
  • Joseph P. Lucia & Associates opened 7 new positions and closed 2 in Q1 2023.
  • Joseph P. Lucia & Associates's portfolio value rose 7.5% quarter-over-quarter to $144M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2023, filed 2 May 2023.