We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.12M 3.21%
83,089
-251
-0.3% -$9.34K
RSPT icon
2
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.39B
$3.1M 3.19%
173,260
-8,470
-5% -$152K
RSPF icon
3
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$311M
$3.02M 3.11%
69,139
-1,300
-2% -$56.2K
SCHP icon
4
Schwab US TIPS ETF
SCHP
$16.4B
$2.87M 2.96%
101,124
+3,926
+4% +$111K
SCHA icon
5
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.79M 2.88%
160,160
-13,388
-8% -$236K
SCHG icon
6
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$2.7M 2.78%
257,208
-2,048
-0.8% -$21.6K
XLK icon
7
State Street Technology Select Sector SPDR ETF
XLK
$112B
$2.52M 2.6%
62,608
-392
-0.6% -$15.7K
BAB icon
8
Invesco Taxable Municipal Bond ETF
BAB
$1.03B
$2.49M 2.56%
76,832
+7,061
+10% +$227K
KRE icon
9
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$2.45M 2.52%
46,398
-1,077
-2% -$56.2K
HACK icon
10
Amplify Cybersecurity ETF
HACK
$2.65B
$2.43M 2.5%
64,960
+1,079
+2% +$42.3K
SCHM icon
11
Schwab US Mid-Cap ETF
SCHM
$14.5B
$2.17M 2.23%
115,098
-3,531
-3% -$66.7K
RSPH icon
12
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$774M
$2.03M 2.09%
103,640
-2,180
-2% -$43.4K
ITA icon
13
iShares US Aerospace & Defense ETF
ITA
$14.5B
$1.95M 2.01%
17,374
+204
+1% +$22.3K
XLF icon
14
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$1.82M 1.88%
65,156
-867
-1% -$23.9K
KIO
15
KKR Income Opportunities Fund
KIO
$452M
$1.75M 1.8%
112,088
+17,403
+18% +$271K
DVY icon
16
iShares Select Dividend ETF
DVY
$24.1B
$1.68M 1.73%
16,457
-216
-1% -$21.5K
VOT icon
17
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$1.59M 1.64%
10,770
-674
-6% -$101K
AAPL icon
18
Apple
AAPL
$4.99T
$1.58M 1.63%
28,236
+16
+0.1% +$837
PFXF icon
19
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$1.52M 1.57%
75,062
+19,509
+35% +$390K
SCHB icon
20
Schwab US Broad Market ETF
SCHB
$42.9B
$1.46M 1.51%
123,666
-798
-0.6% -$9.43K
NOBL icon
21
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.44M 1.48%
40,250
+2,106
+6% +$73.7K
SOCL icon
22
Global X Social Media ETF
SOCL
$91.8M
$1.42M 1.46%
44,308
-750
-2% -$24.8K
SDOG icon
23
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$1.4M 1.44%
31,890
-170
-0.5% -$7.34K
RSPU icon
24
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$549M
$1.38M 1.42%
25,886
+3,150
+14% +$161K
VHT icon
25
Vanguard Health Care ETF
VHT
$18.6B
$1.23M 1.26%
7,308
+60
+0.8% +$10.3K
1
2 3 4 5

Similar funds

PBPIA
Pivotal bioVenture Partners Investment Advisor San Francisco, California $280M AUM 181.4% 1-Year Est. Return
HCM
Hall Capital Management Barrington, Rhode Island $280M AUM 14.82% 1-Year Est. Return
BWG
Balanced Wealth Group Westlake, Ohio $279M AUM 17.49% 1-Year Est. Return
KF
Ketron Financial Novato, California $279M AUM
ACC
Acorn Creek Capital Fort Collins, Colorado $280M AUM 19.97% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
OFCM
One Fin Capital Management San Francisco, California $280M AUM 49.87% 1-Year Est. Return

Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.