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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPT icon
1
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.46B
$5.68M 3.36%
196,980
+6,010
+3% +$178K
TSLA icon
2
Tesla
TSLA
$1.22T
$5.57M 3.3%
21,543
– –
RSPF icon
3
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$307M
$4.91M 2.91%
80,065
+4,277
+6% +$261K
SCHP icon
4
Schwab US TIPS ETF
SCHP
$16.4B
$4.78M 2.83%
152,826
+4,170
+3% +$132K
SCHG icon
5
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$4.41M 2.61%
238,248
+5,656
+2% +$108K
XLK icon
6
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.3M 2.55%
57,650
-776
-1% -$59.9K
AAPL icon
7
Apple
AAPL
$4.9T
$4.1M 2.43%
28,961
+37
+0.1% +$5.45K
SMH icon
8
VanEck Semiconductor ETF
SMH
$65B
$4.04M 2.39%
31,502
-12
-0% -$1.58K
RSPH icon
9
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$768M
$3.71M 2.2%
124,260
+880
+0.7% +$27.1K
BAB icon
10
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$3.66M 2.17%
111,264
+2,840
+3% +$95.1K
HACK icon
11
Amplify Cybersecurity ETF
HACK
$2.64B
$3.5M 2.08%
57,601
+3,255
+6% +$204K
NOBL icon
12
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$3.03M 1.8%
68,496
+2,516
+4% +$116K
DVY icon
13
iShares Select Dividend ETF
DVY
$23.6B
$2.88M 1.7%
25,069
+2,770
+12% +$324K
SCHA icon
14
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$2.86M 1.7%
114,376
-1,728
-1% -$43.9K
VOT icon
15
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$2.79M 1.66%
11,830
+151
+1% +$36.6K
SCHM icon
16
Schwab US Mid-Cap ETF
SCHM
$14.5B
$2.66M 1.57%
104,004
-309
-0.3% -$8.07K
PFF icon
17
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.61M 1.55%
67,324
-463
-0.7% -$18.2K
PFXF icon
18
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$2.54M 1.51%
119,852
+490
+0.4% +$10.5K
WCLD
19
WisdomTree Cloud Computing Fund
WCLD
$266M
$2.54M 1.5%
44,016
-215
-0.5% -$12.6K
RSPS icon
20
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$250M
$2.29M 1.36%
74,320
+3,510
+5% +$112K
RSPD icon
21
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$319M
$2.22M 1.32%
46,179
-705
-2% -$34.8K
KRE icon
22
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
$2.18M 1.29%
32,205
+1,081
+3% +$69.5K
FINX icon
23
Global X FinTech ETF
FINX
$173M
$2.08M 1.23%
43,317
+8,455
+24% +$414K
SCHB icon
24
Schwab US Broad Market ETF
SCHB
$43B
$2.06M 1.22%
118,974
-414
-0.3% -$7.36K
IHI icon
25
iShares US Medical Devices ETF
IHI
$3.14B
$2M 1.18%
31,837
-455
-1% -$29K
1
2 3 4 5

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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.