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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAB icon
1
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$3.12M 3.47%
100,865
+2,872
+3% +$92.1K
SCHP icon
2
Schwab US TIPS ETF
SCHP
$16.2B
$2.9M 3.23%
100,966
-4,634
-4% -$133K
RSPT icon
3
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.57B
$2.88M 3.2%
180,420
+12,970
+8% +$245K
PFF icon
4
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.72M 3.02%
85,362
-2,889
-3% -$104K
XLK icon
5
State Street Technology Select Sector SPDR ETF
XLK
$117B
$2.5M 2.78%
62,306
-82
-0.1% -$3.74K
RSPF icon
6
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$2.38M 2.65%
75,772
+5,574
+8% +$235K
RSPH icon
7
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$774M
$2.23M 2.48%
117,660
+2,540
+2% +$53.8K
HACK icon
8
Amplify Cybersecurity ETF
HACK
$2.76B
$2.2M 2.45%
61,653
-470
-0.8% -$19K
SCHG icon
9
Schwab US Large-Cap Growth ETF
SCHG
$61.2B
$2.2M 2.44%
220,776
-28,736
-12% -$328K
TSLA icon
10
Tesla
TSLA
$1.27T
$2.12M 2.35%
60,555
-195
-0.3% -$8.08K
RSPU icon
11
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$539M
$2.1M 2.33%
47,422
+5,358
+13% +$278K
AAPL icon
12
Apple
AAPL
$4.43T
$1.94M 2.16%
30,476
+2,276
+8% +$167K
RSPS icon
13
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$1.89M 2.1%
76,255
+2,360
+3% +$65.7K
SCHA icon
14
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$1.72M 1.91%
133,416
-20,496
-13% -$348K
PFXF icon
15
VanEck Preferred Securities ex Financials ETF
PFXF
$2.44B
$1.7M 1.89%
103,174
+3,979
+4% +$76.4K
TLT icon
16
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$1.6M 1.78%
9,680
+5,479
+130% +$817K
SCHM icon
17
Schwab US Mid-Cap ETF
SCHM
$14.7B
$1.55M 1.72%
110,310
-4,083
-4% -$74.8K
KIO
18
KKR Income Opportunities Fund
KIO
$451M
$1.51M 1.68%
141,838
+10,086
+8% +$147K
XLF icon
19
State Street Financial Select Sector SPDR ETF
XLF
$58B
$1.41M 1.56%
67,548
+1,015
+2% +$27.9K
KRE icon
20
State Street SPDR S&P Regional Banking ETF
KRE
$4.69B
$1.33M 1.47%
40,691
-5,184
-11% -$254K
NOBL icon
21
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$1.32M 1.46%
45,666
+3,522
+8% +$123K
IHI icon
22
iShares US Medical Devices ETF
IHI
$3.37B
$1.28M 1.42%
34,068
+1,428
+4% +$60.1K
VOT icon
23
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$1.28M 1.42%
10,084
-706
-7% -$107K
SPLV icon
24
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$1.22M 1.35%
25,952
+5,374
+26% +$301K
SDOG icon
25
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$1.17M 1.3%
37,445
+972
+3% +$40.5K
1
2 3 4 5

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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.