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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
-3.84%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$6.36M
Cap. Flow
-$188K
Cap. Flow %
-0.13%
Top 10 Hldgs %
34.11%
Holding
118
New
1
Increased
32
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$878K
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$739K
3
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$691K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$400K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$391K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$505K
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$360K
3
VSGX icon
Vanguard ESG International Stock ETF
VSGX
+$254K
4
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$249K
5
GLD icon
SPDR Gold Trust
GLD
+$230K

Sector Composition

Rank Sector Weight
1 Technology 8.13%
2 Consumer Discretionary 3.44%
3 Communication Services 3.06%
4 Utilities 0.51%
5 Energy 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$7.39M 5.17%
43,151
+433
+1% +$79.4K
NOBL icon
2
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$6.26M 4.38%
141,404
-718
-0.5% -$33.7K
SMH icon
3
VanEck Semiconductor ETF
SMH
$65.2B
$5.42M 3.79%
37,416
+386
+1% +$58.5K
RSPT icon
4
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
$5.41M 3.78%
192,161
-2,429
-1% -$70.9K
RSPF icon
5
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$4.46M 3.12%
87,927
-3,638
-4% -$192K
DVY icon
6
iShares Select Dividend ETF
DVY
$23.5B
$4.39M 3.07%
40,751
-4,440
-10% -$505K
XLK icon
7
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.22M 2.95%
51,494
-1,584
-3% -$136K
SCHG icon
8
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$3.77M 2.64%
207,444
+2,336
+1% +$44K
AMZN icon
9
Amazon
AMZN
$2.92T
$3.75M 2.62%
29,477
+844
+3% +$113K
SCHD icon
10
Schwab US Dividend Equity ETF
SCHD
$103B
$3.72M 2.6%
157,605
+13,125
+9% +$322K
JEPI icon
11
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$3.62M 2.53%
67,564
+13,419
+25% +$739K
RSPH icon
12
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$3.38M 2.37%
123,530
-420
-0.3% -$12.2K
SCHP icon
13
Schwab US TIPS ETF
SCHP
$16.3B
$2.91M 2.04%
115,328
-5,398
-4% -$139K
SCHB icon
14
Schwab US Broad Market ETF
SCHB
$43.2B
$2.72M 1.9%
163,875
+22,614
+16% +$391K
HACK icon
15
Amplify Cybersecurity ETF
HACK
$2.68B
$2.63M 1.84%
50,957
-1,280
-2% -$65.6K
QQQ icon
16
Invesco QQQ Trust
QQQ
$453B
$2.43M 1.7%
6,780
+497
+8% +$184K
XLE icon
17
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$2.3M 1.61%
50,924
+20,062
+65% +$878K
QYLD icon
18
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$2.28M 1.59%
135,850
+1,453
+1% +$25.5K
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$2.21M 1.54%
5,167
+269
+5% +$120K
VOT icon
20
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$2.16M 1.51%
11,114
-153
-1% -$31.2K
SDOG icon
21
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$2.13M 1.49%
45,259
-887
-2% -$44.3K
RSPN icon
22
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$2.13M 1.49%
55,535
+175
+0.3% +$7.08K
SCHA icon
23
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.05M 1.43%
98,940
+60
+0.1% +$1.32K
VIG icon
24
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.01M 1.41%
12,965
-54
-0.4% -$8.75K
PFXF icon
25
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$1.99M 1.39%
118,538
-2,424
-2% -$41.7K
1
2 3 4 5

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Joseph P. Lucia & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Joseph P. Lucia & Associates held 118 positions worth $143M, down 4.3% from $149M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q3 2023 filing shows 1 new, 32 increased, 58 reduced and 9 closed positions. Its largest new stake was Transocean: 10,607 shares worth $87.1K. The largest sale was iShares Select Dividend ETF, an estimated $505K.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2023 buy was Transocean: 10,607 shares worth $87.1K.
  • Joseph P. Lucia & Associates added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $878K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2023 reduction was iShares Select Dividend ETF, cutting an estimated $505K.
  • Joseph P. Lucia & Associates fully exited Vanguard ESG International Stock ETF in Q3 2023, selling an estimated $254K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $143M portfolio in Q3 2023.
  • Joseph P. Lucia & Associates opened 1 new position and closed 9 in Q3 2023.
  • Joseph P. Lucia & Associates's portfolio value fell 4.3% quarter-over-quarter to $143M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2023, filed 30 Oct 2023.