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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
-4.99%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$164M
AUM Growth
+$7.08M
Cap. Flow
+$17M
Cap. Flow %
10.33%
Top 10 Hldgs %
29.92%
Holding
483
New
351
Increased
45
Reduced
68
Closed
–

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.88M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.2M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.17M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.09M
5
AMZN icon
Amazon
AMZN
+$825K

Top Sells

Rank Stock Value
1
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.33M
2
PMM
Franklin Managed Municipal Income Trust
PMM
+$870K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$539K
4
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$519K
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$401K

Sector Composition

Rank Sector Weight
1 Technology 5%
2 Communication Services 2.45%
3 Consumer Discretionary 2.13%
4 Financials 0.88%
5 Utilities 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPF icon
1
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$6.23M 3.79%
97,788
+10,011
+11% +$646K
RSPT icon
2
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
$6.19M 3.76%
214,050
+4,330
+2% +$126K
AAPL icon
3
Apple
AAPL
$4.54T
$5.7M 3.47%
32,629
+2,204
+7% +$371K
SCHP icon
4
Schwab US TIPS ETF
SCHP
$16.3B
$5.13M 3.12%
169,126
-1,614
-0.9% -$49.5K
DVY icon
5
iShares Select Dividend ETF
DVY
$23.5B
$5.04M 3.07%
39,370
+9,333
+31% +$1.17M
SMH icon
6
VanEck Semiconductor ETF
SMH
$65.2B
$4.48M 2.73%
33,218
-210
-0.6% -$28.8K
SCHG icon
7
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$4.45M 2.71%
237,980
-4,756
-2% -$86.7K
XLK icon
8
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.42M 2.69%
55,580
-2,244
-4% -$176K
HACK icon
9
Amplify Cybersecurity ETF
HACK
$2.68B
$3.8M 2.31%
64,780
+3,049
+5% +$172K
RSPH icon
10
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$3.75M 2.28%
122,280
-1,200
-1% -$35.9K
NOBL icon
11
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$3.68M 2.24%
77,562
+2,480
+3% +$116K
KRE icon
12
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$3.33M 2.02%
48,251
+11,115
+30% +$810K
FLOT icon
13
iShares Floating Rate Bond ETF
FLOT
$10.2B
$3.17M 1.93%
62,745
+37,198
+146% +$1.88M
SCHD icon
14
Schwab US Dividend Equity ETF
SCHD
$103B
$2.92M 1.78%
111,060
+19,587
+21% +$513K
SCHA icon
15
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.73M 1.66%
115,314
+922
+0.8% +$21.8K
AMZN icon
16
Amazon
AMZN
$2.92T
$2.7M 1.64%
16,540
+5,340
+48% +$825K
PFF icon
17
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.61M 1.59%
71,737
-339
-0.5% -$12.5K
VOT icon
18
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$2.6M 1.58%
11,662
-409
-3% -$90.3K
PFXF icon
19
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$2.58M 1.57%
125,414
-2,893
-2% -$59.2K
VIG icon
20
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.57M 1.56%
15,843
+7,425
+88% +$1.2M
SCHM icon
21
Schwab US Mid-Cap ETF
SCHM
$14.5B
$2.55M 1.55%
100,716
-3,108
-3% -$77.9K
RSPS icon
22
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$248M
$2.52M 1.53%
74,475
+525
+0.7% +$17.6K
RSPD icon
23
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$317M
$2.52M 1.53%
55,788
+6,705
+14% +$316K
VB icon
24
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$2.51M 1.53%
11,800
+1,311
+12% +$276K
SCHX icon
25
Schwab US Large- Cap ETF
SCHX
$71.8B
$2.41M 1.47%
134,502
+26,226
+24% +$464K
1
2 3 4 5

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Joseph P. Lucia & Associates's Q1 2022 Portfolio in Review

As of Q1 2022, Joseph P. Lucia & Associates held 483 positions worth $164M, up 4.5% from $157M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Joseph P. Lucia & Associates deployed $17M of net new capital in Q1 2022, opening 351 new positions and adding to 45 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 31,384 shares worth $1.2M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

On the sell side, the largest reduction was Invesco Taxable Municipal Bond ETF, an estimated $1.33M trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2022 buy was State Street Energy Select Sector SPDR ETF: 31,384 shares worth $1.2M.
  • Joseph P. Lucia & Associates added most to iShares Floating Rate Bond ETF in Q1 2022, an estimated $1.88M increase.
  • Joseph P. Lucia & Associates's biggest Q1 2022 reduction was Invesco Taxable Municipal Bond ETF, cutting an estimated $1.33M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 30% of its $164M portfolio in Q1 2022.
  • Joseph P. Lucia & Associates opened 351 new positions and closed 0 in Q1 2022.
  • Joseph P. Lucia & Associates's portfolio value rose 4.5% quarter-over-quarter to $164M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2022, filed 19 Apr 2022.