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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $280M
1-Year Est. Return 18.25%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+18.25%
3 Year Est. Return
+58.2%
5 Year Est. Return
+55.72%
10 Year Est. Return
–
AUM
$161M
AUM Growth
+$17.6M
Cap. Flow
+$2.57M
Cap. Flow %
1.6%
Top 10 Hldgs %
34.16%
Holding
120
New
11
Increased
34
Reduced
63
Closed
3

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.03M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$948K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$572K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$409K
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$396K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$311K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$305K
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$279K
4
DVY icon
iShares Select Dividend ETF
DVY
+$264K
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$247K

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Consumer Discretionary 3.49%
3 Communication Services 3.11%
4 Utilities 0.48%
5 Financials 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$8.31M 5.17%
43,160
+9
+0% +$1.66K
NOBL icon
2
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$6.74M 4.2%
141,638
+234
+0.2% +$10.5K
SMH icon
3
VanEck Semiconductor ETF
SMH
$65.2B
$6.51M 4.05%
37,200
-216
-0.6% -$33.8K
RSPT icon
4
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
$6.17M 3.84%
188,894
-3,267
-2% -$96K
XLK icon
5
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.92M 3.06%
51,148
-346
-0.7% -$30.8K
RSPF icon
6
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$4.84M 3.02%
82,672
-5,255
-6% -$279K
DVY icon
7
iShares Select Dividend ETF
DVY
$23.5B
$4.5M 2.8%
38,356
-2,395
-6% -$264K
AMZN icon
8
Amazon
AMZN
$2.92T
$4.5M 2.8%
29,587
+110
+0.4% +$15.4K
SCHG icon
9
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$4.47M 2.78%
215,480
+8,036
+4% +$155K
SCHD icon
10
Schwab US Dividend Equity ETF
SCHD
$103B
$3.93M 2.45%
154,923
-2,682
-2% -$63.9K
JEPI icon
11
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$3.75M 2.33%
68,167
+603
+0.9% +$32.5K
RSPH icon
12
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$3.63M 2.26%
121,930
-1,600
-1% -$43.8K
SCHB icon
13
Schwab US Broad Market ETF
SCHB
$43.2B
$3.41M 2.12%
183,930
+20,055
+12% +$346K
QQQ icon
14
Invesco QQQ Trust
QQQ
$453B
$3.22M 2%
7,858
+1,078
+16% +$409K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$3.07M 1.91%
6,451
+1,284
+25% +$572K
HACK icon
16
Amplify Cybersecurity ETF
HACK
$2.68B
$2.94M 1.83%
48,667
-2,290
-4% -$126K
SCHP icon
17
Schwab US TIPS ETF
SCHP
$16.3B
$2.69M 1.67%
103,092
-12,236
-11% -$311K
VOT icon
18
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$2.42M 1.51%
11,024
-90
-0.8% -$18K
SCHA icon
19
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.4M 1.5%
101,766
+2,826
+3% +$59.6K
RSPN icon
20
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$2.35M 1.46%
54,515
-1,020
-2% -$40.3K
QYLD icon
21
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$2.35M 1.46%
135,443
-407
-0.3% -$6.94K
SDOG icon
22
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$2.25M 1.4%
43,898
-1,361
-3% -$64.9K
VB icon
23
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$2.21M 1.38%
10,382
+780
+8% +$150K
SCHM icon
24
Schwab US Mid-Cap ETF
SCHM
$14.5B
$2.16M 1.35%
86,229
+6
+0% +$137
SCHX icon
25
Schwab US Large- Cap ETF
SCHX
$71.8B
$2.16M 1.34%
114,801
+216
+0.2% +$3.79K
1
2 3 4 5

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Joseph P. Lucia & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Joseph P. Lucia & Associates held 120 positions worth $161M, up 12% from $143M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q4 2023 filing shows 11 new, 34 increased, 63 reduced and 3 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 10,497 shares worth $1.04M. The largest sale was Schwab US TIPS ETF, an estimated $311K.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q4 2023 buy was iShares 20+ Year Treasury Bond ETF: 10,497 shares worth $1.04M.
  • Joseph P. Lucia & Associates added most to Vanguard Intermediate-Term Bond ETF in Q4 2023, an estimated $1.03M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2023 reduction was Schwab US TIPS ETF, cutting an estimated $311K.
  • Joseph P. Lucia & Associates fully exited iShares Biotechnology ETF in Q4 2023, selling an estimated $240K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $161M portfolio in Q4 2023.
  • Joseph P. Lucia & Associates opened 11 new positions and closed 3 in Q4 2023.
  • Joseph P. Lucia & Associates's portfolio value rose 12% quarter-over-quarter to $161M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2023, filed 29 Jan 2024.