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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+2.79%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$95.3M
AUM Growth
+$37.3M
Cap. Flow
+$36.3M
Cap. Flow %
38.13%
Top 10 Hldgs %
29.04%
Holding
479
New
126
Increased
149
Reduced
25
Closed
10

Top Buys

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.5M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$1.3M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.23M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.21M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.2M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$148K
2
CFMS
Conformis, Inc. Common Stock
CFMS
+$116K
3
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$86.3K
4
PSEC icon
Prospect Capital
PSEC
+$63.8K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$54.4K

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.81%
2 Communication Services 5.08%
3 Consumer Discretionary 2.62%
4 Technology 2.55%
5 Financials 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPT icon
1
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.83B
$3.22M 3.38%
181,730
+1,930
+1% +$33.5K
SCHA icon
2
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$3.1M 3.25%
173,548
+38,040
+28% +$673K
PFF icon
3
iShares Preferred and Income Securities ETF
PFF
$12.7B
$3.07M 3.22%
83,340
+33,645
+68% +$1.23M
RSPF icon
4
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$307M
$3.05M 3.2%
70,439
+926
+1% +$39.4K
SCHP icon
5
Schwab US TIPS ETF
SCHP
$16B
$2.74M 2.87%
97,198
+1,656
+2% +$45.8K
SCHG icon
6
Schwab US Large-Cap Growth ETF
SCHG
$62.5B
$2.7M 2.83%
259,256
+81,376
+46% +$827K
HACK icon
7
Amplify Cybersecurity ETF
HACK
$3.06B
$2.54M 2.67%
63,881
+3,089
+5% +$123K
KRE icon
8
State Street SPDR S&P Regional Banking ETF
KRE
$4.31B
$2.54M 2.66%
47,475
+19,761
+71% +$1.06M
XLK icon
9
State Street Technology Select Sector SPDR ETF
XLK
$120B
$2.46M 2.58%
63,000
+39,228
+165% +$1.5M
SCHM icon
10
Schwab US Mid-Cap ETF
SCHM
$14.6B
$2.26M 2.37%
118,629
+12,651
+12% +$237K
BAB icon
11
Invesco Taxable Municipal Bond ETF
BAB
$876M
$2.19M 2.3%
69,771
+39,241
+129% +$1.21M
RSPH icon
12
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$846M
$2.14M 2.25%
105,820
+1,360
+1% +$26.4K
ITA icon
13
iShares US Aerospace & Defense ETF
ITA
$12.8B
$1.84M 1.93%
17,170
+9,292
+118% +$962K
XLF icon
14
State Street Financial Select Sector SPDR ETF
XLF
$54.5B
$1.82M 1.91%
66,023
+44,178
+202% +$1.2M
VOT icon
15
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19B
$1.71M 1.79%
11,444
+8,903
+350% +$1.3M
DVY icon
16
iShares Select Dividend ETF
DVY
$23.6B
$1.66M 1.74%
16,673
+8,937
+116% +$882K
KIO
17
KKR Income Opportunities Fund
KIO
$449M
$1.49M 1.56%
94,685
+35,600
+60% +$561K
SCHB icon
18
Schwab US Broad Market ETF
SCHB
$44.2B
$1.46M 1.53%
124,464
+31,860
+34% +$368K
SOCL icon
19
Global X Social Media ETF
SOCL
$92M
$1.45M 1.52%
45,058
+1,150
+3% +$37.4K
AAPL icon
20
Apple
AAPL
$4.86T
$1.4M 1.46%
28,220
+6,388
+29% +$311K
SDOG icon
21
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1.4M 1.46%
32,060
+129
+0.4% +$5.56K
NOBL icon
22
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.5B
$1.32M 1.39%
38,144
+7,904
+26% +$269K
VHT icon
23
Vanguard Health Care ETF
VHT
$19B
$1.26M 1.32%
7,248
+6,387
+742% +$1.08M
DIS icon
24
Walt Disney
DIS
$188B
$1.2M 1.26%
8,600
+4,112
+92% +$545K
IHI icon
25
iShares US Medical Devices ETF
IHI
$3.26B
$1.19M 1.25%
29,754
+27,612
+1,289% +$1.05M
1
2 3 4 5

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Joseph P. Lucia & Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Joseph P. Lucia & Associates held 479 positions worth $95.3M, up 64% from $58M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Joseph P. Lucia & Associates deployed $36.3M of net new capital in Q2 2019, opening 126 new positions and adding to 149 existing holdings. Its largest new stake was ProShares Short S&P500: 6,094 shares worth $649K.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 90% a quarter earlier, followed by Communication Services and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $148K trimmed.

  • Joseph P. Lucia & Associates's largest Q2 2019 buy was ProShares Short S&P500: 6,094 shares worth $649K.
  • Joseph P. Lucia & Associates added most to State Street Technology Select Sector SPDR ETF in Q2 2019, an estimated $1.5M increase.
  • Joseph P. Lucia & Associates's biggest Q2 2019 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $148K.
  • Joseph P. Lucia & Associates fully exited Prospect Capital in Q2 2019, selling an estimated $63.8K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 29% of its $95.3M portfolio in Q2 2019.
  • Joseph P. Lucia & Associates opened 126 new positions and closed 10 in Q2 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 64% quarter-over-quarter to $95.3M.

Based on Joseph P. Lucia & Associates's 13F filing for Q2 2019, filed 23 Jul 2019.