Joseph P. Lucia & Associates’s Global X US Preferred ETF PFFD Stock Holding History

Joseph P. Lucia & Associates’s Portfolio PFFD Stock Details PFFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-4,275	Closed	-$91K	–	355
2022 Q2	$91K	Hold	4,275	–	–	0.06%	149
2022 Q1	$100K	Buy	+4,275	New	+$102K	0.06%	151
2021 Q4	–	Sell	-4,930	Closed	-$127K	–	432
2021 Q3	$127K	Sell	4,930 -400	-8%	-$10.4K	0.08%	151
2021 Q2	$139K	Sell	5,330 -1,000	-16%	-$25.8K	0.08%	141
2021 Q1	$161K	Hold	6,330	–	–	0.07%	125
2020 Q4	$163K	Buy	+6,330	New	+$160K	0.11%	116
2020 Q3	–	Sell	-852	Closed	-$20K	–	356
2020 Q2	$20K	Hold	852	–	–	0.02%	244
2020 Q1	$19K	Buy	+852	New	+$20.5K	0.02%	230

Other funds holding PFFD

OWM

Orgel Wealth Management Altoona, Wisconsin $5.3B AUM 8.93% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Rational Advisors Huntington, New York $1.09B AUM 11.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Lido Advisors Los Angeles, California $36.8B AUM 26.6% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Joseph P. Lucia & Associates's PFFD Position: Q3 2022 in Review

Joseph P. Lucia & Associates sold out of Global X US Preferred ETF (PFFD) in Q3 2022, closing a stake of 4,275 shares — an estimated $91K sold.

Joseph P. Lucia & Associates first reported a position in PFFD in Q1 2020 and held it in 8 quarters. The position peaked at $163K in Q4 2020. 208 funds tracked by Wall St. Rank hold PFFD as of Q3 2022.

Joseph P. Lucia & Associates reported no remaining Global X US Preferred ETF position as of Q3 2022 after selling out during the quarter.
Joseph P. Lucia & Associates sold 4,275 Global X US Preferred ETF shares in Q3 2022, an estimated $91K.
Joseph P. Lucia & Associates first reported a position in Global X US Preferred ETF in Q1 2020 and held it in 8 quarters.
Joseph P. Lucia & Associates's Global X US Preferred ETF position peaked at $163K in Q4 2020.
208 funds tracked by Wall St. Rank held Global X US Preferred ETF as of Q3 2022.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.