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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
iShares Core S&P US Value ETF
IUSV
$27.2B
| $2.55M | 0.11% |
55,188
+166
| +0.3% | +$9.55K |
|
202
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $2.51M | 0.11% |
86,585
+1,445
| +2% | +$41.7K |
|
|
RMT
203
Royce Micro-Cap Trust
RMT
$724M
| $2.5M | 0.11% |
448,904
+14,057
| +3% | +$108K |
|
204
Vodafone
VOD
$40.4B
| $2.5M | 0.11% |
181,266
+27,419
| +18% | +$490K |
|
205
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.73B
| $2.48M | 0.11% |
60,789
+41,339
| +213% | +$1.85M |
|
206
Zimmer Biomet
ZBH
$18.5B
| $2.45M | 0.11% |
24,984
+21,268
| +572% | +$2.79M |
|
207
L3Harris
LHX
$46.7B
| $2.44M | 0.11% |
13,577
-1,737
| -11% | -$356K |
|
208
Applied Materials
AMAT
$330B
| $2.37M | 0.1% |
51,654
-483
| -0.9% | -$27.7K |
|
209
Aflac
AFL
$58.6B
| $2.36M | 0.1% |
69,032
-9,116
| -12% | -$417K |
|
210
Prudential Financial
PRU
$40.4B
| $2.35M | 0.1% |
44,990
-4,758
| -10% | -$378K |
|
211
Kimberly-Clark
KMB
$32.6B
| $2.34M | 0.1% |
18,300
-81
| -0.4% | -$11.2K |
|
212
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.28B
| $2.33M | 0.1% |
18,831
-640
| -3% | -$88.8K |
|
213
Arrowhead Research
ARWR
$9.29B
| $2.31M | 0.1% |
80,175
+19,823
| +33% | +$799K |
|
214
Advanced Micro Devices
AMD
$837B
| $2.3M | 0.1% |
50,584
+15,545
| +44% | +$749K |
|
215
Public Storage
PSA
$55.1B
| $2.3M | 0.1% |
11,577
-3,650
| -24% | -$782K |
|
216
iShares Biotechnology ETF
IBB
$10.3B
| $2.28M | 0.1% |
21,130
-1,560
| -7% | -$180K |
|
217
iShares ESG Aware MSCI EM ETF
ESGE
$6.81B
| $2.26M | 0.1% |
+82,618
| New | +$2.73M |
|
218
W.W. Grainger
GWW
$59.3B
| $2.26M | 0.1% |
9,090
-1,011
| -10% | -$299K |
|
219
Clorox
CLX
$10.3B
| $2.25M | 0.1% |
12,996
+308
| +2% | +$50.9K |
|
220
Invesco S&P 500 Equal Weight ETF
RSP
$97.5B
| $2.23M | 0.1% |
26,557
-23,211
| -47% | -$2.47M |
|
221
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
| $2.23M | 0.1% |
10,168
-3,718
| -27% | -$988K |
|
222
iShares Core MSCI Europe ETF
IEUR
$9.05B
| $2.23M | 0.1% |
60,065
+2,431
| +4% | +$110K |
|
223
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.78B
| $2.23M | 0.1% |
23,503
-46,503
| -66% | -$4.88M |
|
224
TSMC
TSM
$2.17T
| $2.23M | 0.1% |
46,591
-1,676
| -3% | -$91.7K |
|
225
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
| $2.21M | 0.1% |
25,772
-4,618
| -15% | -$441K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.