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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Southern Company
SO
$99.4B
| $3.44M | 0.12% |
54,016
-4,237
| -7% | -$263K |
|
202
W.W. Grainger
GWW
$60B
| $3.39M | 0.11% |
10,101
-254
| -2% | -$80.6K |
|
203
Altria Group
MO
$118B
| $3.39M | 0.11% |
67,904
-13,525
| -17% | -$638K |
|
204
ProShares Russell 2000 Dividend Growers ETF
SMDV
$686M
| $3.39M | 0.11% |
54,720
-4,680
| -8% | -$283K |
|
205
iShares MSCI Emerging Markets ETF
EEM
$30.8B
| $3.38M | 0.11% |
75,270
-14,137
| -16% | -$607K |
|
206
State Street SPDR S&P Dividend ETF
SDY
$21.3B
| $3.36M | 0.11% |
31,184
-84
| -0.3% | -$8.82K |
|
207
Vanguard Morningstar Growth ETF
VUG
$225B
| $3.35M | 0.11% |
110,532
+1,644
| +2% | +$47.5K |
|
208
Vanguard Health Care ETF
VHT
$19.1B
| $3.35M | 0.11% |
17,482
+3,167
| +22% | +$568K |
|
209
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.73B
| $3.35M | 0.11% |
55,585
-5,109
| -8% | -$301K |
|
210
Dominion Energy
D
$56.3B
| $3.34M | 0.11% |
40,310
-1,089
| -3% | -$89K |
|
211
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.16B
| $3.31M | 0.11% |
63,802
+11,582
| +22% | +$607K |
|
212
iShares US Real Estate ETF
IYR
$4.28B
| $3.31M | 0.11% |
35,564
-29,673
| -45% | -$2.75M |
|
213
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
| $3.29M | 0.11% |
56,735
+2,746
| +5% | +$159K |
|
214
iShares US Medical Devices ETF
IHI
$3.29B
| $3.29M | 0.11% |
74,778
+27,858
| +59% | +$1.17M |
|
215
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
| $3.27M | 0.11% |
100,439
-5,270
| -5% | -$163K |
|
216
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
| $3.23M | 0.11% |
127,350
-82,005
| -39% | -$2M |
|
217
Oracle
ORCL
$433B
| $3.23M | 0.11% |
61,164
-4,048
| -6% | -$223K |
|
218
Public Storage
PSA
$55.9B
| $3.23M | 0.11% |
15,227
-545
| -3% | -$121K |
|
219
State Street SPDR Global Dow ETF
DGT
$635M
| $3.21M | 0.11% |
35,915
-176
| -0.5% | -$15.2K |
|
220
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
| $3.21M | 0.11% |
49,130
+1,496
| +3% | +$93.6K |
|
221
Philip Morris
PM
$302B
| $3.21M | 0.11% |
37,594
+1,329
| +4% | +$110K |
|
222
State Street SPDR S&P Insurance ETF
KIE
$677M
| $3.2M | 0.11% |
90,400
+59,156
| +189% | +$2.07M |
|
223
Applied Materials
AMAT
$332B
| $3.17M | 0.11% |
52,137
-10,861
| -17% | -$610K |
|
224
Parker-Hannifin
PH
$117B
| $3.14M | 0.11% |
15,264
-796
| -5% | -$154K |
|
225
iShares Russell 2000 Growth ETF
IWO
$14.3B
| $3.06M | 0.1% |
14,305
-314
| -2% | -$63.7K |
|
Similar funds
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FS
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TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.