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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.5%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.45% |
| 2 | Technology | 7.16% |
| 3 | Financials | 5.52% |
| 4 | Healthcare | 4.7% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.56B
| $3M | 0.12% |
28,759
-1,124
| -4% | -$117K |
|
202
Stryker
SYK
$111B
| $3M | 0.12% |
18,560
-74
| -0.4% | -$11.9K |
|
203
Kroger
KR
$36.6B
| $2.99M | 0.12% |
124,521
-376
| -0.3% | -$10.2K |
|
204
W.W. Grainger
GWW
$59.8B
| $2.98M | 0.11% |
10,544
-11
| -0.1% | -$2.88K |
|
205
Vanguard Energy ETF
VDE
$11B
| $2.97M | 0.11% |
32,202
+17,380
| +117% | +$1.68M |
|
206
First Trust Senior Loan Fund ETF
FTSL
$2.44B
| $2.94M | 0.11% |
61,120
+2,315
| +4% | +$112K |
|
207
HubSpot
HUBS
$11.9B
| $2.89M | 0.11% |
26,725
+3,118
| +13% | +$325K |
|
208
JPMorgan Ultra-Short Income ETF
JPST
$41.6B
| $2.87M | 0.11% |
57,385
+10,957
| +24% | +$549K |
|
209
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.34B
| $2.86M | 0.11% |
28,022
+9,793
| +54% | +$1.01M |
|
210
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.16B
| $2.86M | 0.11% |
57,639
-4,116
| -7% | -$205K |
|
211
Jazz Pharmaceuticals
JAZZ
$15.8B
| $2.86M | 0.11% |
+18,963
| New | +$2.78M |
|
212
Micron Technology
MU
$1.05T
| $2.85M | 0.11% |
54,606
-7,350
| -12% | -$352K |
|
213
SPDR Gold Trust
GLD
$147B
| $2.84M | 0.11% |
22,303
-11,433
| -34% | -$1.44M |
|
214
L3Harris
LHX
$46.6B
| $2.83M | 0.11% |
17,431
+108
| +0.6% | +$16.5K |
|
215
RTX Corp
RTX
$266B
| $2.83M | 0.11% |
35,525
+1,315
| +4% | +$109K |
|
216
Honeywell
HON
$65.8B
| $2.81M | 0.11% |
21,592
+670
| +3% | +$92.7K |
|
217
Duke Energy
DUK
$92.2B
| $2.76M | 0.11% |
35,681
+2,757
| +8% | +$213K |
|
218
Parker-Hannifin
PH
$118B
| $2.74M | 0.11% |
16,024
+177
| +1% | +$33.5K |
|
219
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
| $2.74M | 0.11% |
62,750
+34,164
| +120% | +$1.57M |
|
220
Travelers Companies
TRV
$79.1B
| $2.72M | 0.1% |
19,730
+1,511
| +8% | +$211K |
|
221
Abbott
ABT
$178B
| $2.7M | 0.1% |
45,211
-2,414
| -5% | -$145K |
|
222
NVIDIA
NVDA
$5.22T
| $2.7M | 0.1% |
466,480
+25,760
| +6% | +$151K |
|
223
iShares Core S&P US Growth ETF
IUSG
$33B
| $2.7M | 0.1% |
49,367
+11,574
| +31% | +$649K |
|
224
CRISPR Therapeutics
CRSP
$5.1B
| $2.69M | 0.1% |
+58,905
| New | +$2.43M |
|
225
General Motors
GM
$74.1B
| $2.69M | 0.1% |
73,731
-13,976
| -16% | -$567K |
|
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First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 59% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.