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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
(-2.2%)
Cap. Flow
-$140M
Cap. Flow
% of AUM
-7.22%
Top 10 Holdings %
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$11M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$5.58M |
| 3 |
GAP
The Gap Inc
GAP
|
+$5.58M |
| 4 |
LyondellBasell Industries
LYB
|
+$5.42M |
| 5 |
RLJ Lodging Trust
RLJ
|
+$5.35M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.7M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$9.62M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.55M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.24M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$6.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.05% |
| 2 | Financials | 6.73% |
| 3 | Healthcare | 6.22% |
| 4 | Industrials | 5.57% |
| 5 | Consumer Staples | 5.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
RTX Corp
RTX
$287B
| $2.24M | 0.12% |
31,753
+1,457
| +5% | +$102K |
|
202
L3Harris
LHX
$51.1B
| $2.23M | 0.12% |
19,965
+1,042
| +6% | +$111K |
|
203
Kraft Heinz
KHC
$31B
| $2.21M | 0.11% |
25,035
-7,908
| -24% | -$713K |
|
204
Travelers Companies
TRV
$78.2B
| $2.19M | 0.11% |
18,091
+149
| +0.8% | +$17.9K |
|
205
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $2.16M | 0.11% |
41,090
-9,614
| -19% | -$496K |
|
206
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
| $2.16M | 0.11% |
44,621
+10,582
| +31% | +$511K |
|
|
AGN
207
DELISTED
Allergan plc
AGN
| $2.16M | 0.11% |
9,043
-170
| -2% | -$39.6K |
|
|
RTN
208
DELISTED
Raytheon Company
RTN
| $2.15M | 0.11% |
14,223
-599
| -4% | -$90.1K |
|
209
F5
FFIV
$22.6B
| $2.14M | 0.11% |
14,991
-2,977
| -17% | -$425K |
|
210
Eli Lilly
LLY
$1.02T
| $2.14M | 0.11% |
25,353
-4,850
| -16% | -$388K |
|
211
Honeywell
HON
$76.1B
| $2.13M | 0.11% |
18,920
-720
| -4% | -$79.5K |
|
212
Prospect Capital
PSEC
$1.08B
| $2.11M | 0.11% |
232,361
+142,514
| +159% | +$1.28M |
|
213
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
| $2.1M | 0.11% |
74,337
+4,025
| +6% | +$112K |
|
214
Caterpillar
CAT
$379B
| $2.08M | 0.11% |
22,395
-4,775
| -18% | -$452K |
|
215
Vanguard Morningstar Mid-Cap ETF
VO
$107B
| $2.05M | 0.11% |
58,992
-49,632
| -46% | -$1.71M |
|
216
MetLife
MET
$62.4B
| $2.05M | 0.11% |
43,490
+1,293
| +3% | +$61.6K |
|
217
Alaska Air
ALK
$5.24B
| $2.02M | 0.1% |
20,625
+715
| +4% | +$67.6K |
|
218
iShares Russell 2000 Value ETF
IWN
$14.3B
| $2.02M | 0.1% |
17,121
-15,875
| -48% | -$1.88M |
|
219
Vanguard Morningstar Growth ETF
VUG
$218B
| $2.02M | 0.1% |
99,564
-13,686
| -12% | -$270K |
|
220
Kimberly-Clark
KMB
$36.2B
| $2M | 0.1% |
15,175
+591
| +4% | +$74.5K |
|
221
Eaton
ETN
$156B
| $1.99M | 0.1% |
26,702
+5,675
| +27% | +$403K |
|
222
Delta Air Lines
DAL
$57.9B
| $1.98M | 0.1% |
43,042
+23,496
| +120% | +$1.15M |
|
223
Comcast
CMCSA
$83.6B
| $1.96M | 0.1% |
53,080
+3,618
| +7% | +$134K |
|
224
Entergy
ETR
$50.6B
| $1.96M | 0.1% |
50,816
+3,634
| +8% | +$133K |
|
225
Vanguard Health Care ETF
VHT
$18.1B
| $1.96M | 0.1% |
12,366
-909
| -7% | -$122K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2017 Portfolio in Review
As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.
- First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
- First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
- First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
- First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
- First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
- First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.