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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
iShares US Consumer Discretionary ETF
IYC
$1.14B
| $2.33M | 0.12% |
+61,580
| New | +$2.29M |
|
202
Blackrock
BLK
$161B
| $2.3M | 0.12% |
6,044
+421
| +7% | +$154K |
|
203
Blackstone
BX
$92.7B
| $2.29M | 0.12% |
84,581
+7,574
| +10% | +$197K |
|
204
Biogen
BIIB
$31.9B
| $2.27M | 0.11% |
8,020
-335
| -4% | -$99.3K |
|
205
KeyCorp
KEY
$22.1B
| $2.27M | 0.11% |
124,482
-18,954
| -13% | -$299K |
|
|
ULQ
206
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $2.27M | 0.11% |
45,212
-20,565
| -31% | -$1.03M |
|
207
Eli Lilly
LLY
$1.01T
| $2.22M | 0.11% |
30,203
-3,783
| -11% | -$282K |
|
208
Travelers Companies
TRV
$79B
| $2.2M | 0.11% |
17,942
+482
| +3% | +$55K |
|
209
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $2.18M | 0.11% |
14,159
+2,497
| +21% | +$373K |
|
210
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
| $2.14M | 0.11% |
50,391
-12,009
| -19% | -$527K |
|
211
iShares US Home Construction ETF
ITB
$2.11B
| $2.14M | 0.11% |
77,821
-9,750
| -11% | -$265K |
|
|
RTN
212
DELISTED
Raytheon Company
RTN
| $2.1M | 0.11% |
14,822
+1,468
| +11% | +$209K |
|
213
Vanguard Morningstar Growth ETF
VUG
$224B
| $2.1M | 0.11% |
113,250
-57,828
| -34% | -$1.07M |
|
214
RTX Corp
RTX
$265B
| $2.09M | 0.11% |
30,296
+5,477
| +22% | +$363K |
|
215
Oneok
OKE
$58.4B
| $2.08M | 0.11% |
36,194
+4,168
| +13% | +$219K |
|
216
iShares Core MSCI Europe ETF
IEUR
$9.05B
| $2.06M | 0.1% |
50,596
+3,193
| +7% | +$128K |
|
217
Honeywell
HON
$65.8B
| $2.06M | 0.1% |
19,640
+2,376
| +14% | +$242K |
|
218
Tyson Foods
TSN
$18.3B
| $2.04M | 0.1% |
33,111
+21,004
| +173% | +$1.38M |
|
219
iShares Biotechnology ETF
IBB
$10.3B
| $2.04M | 0.1% |
23,061
-2,682
| -10% | -$244K |
|
220
MetLife
MET
$61.8B
| $2.03M | 0.1% |
42,197
+16,297
| +63% | +$747K |
|
|
EVV
221
Eaton Vance Limited Duration Income Fund
EVV
$1.01B
| $1.99M | 0.1% |
145,310
+6,428
| +5% | +$86.2K |
|
222
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
| $1.99M | 0.1% |
37,862
-57,308
| -60% | -$3.01M |
|
223
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.7B
| $1.99M | 0.1% |
23,160
-5,003
| -18% | -$435K |
|
224
Alerian MLP ETF
AMLP
$13.3B
| $1.97M | 0.1% |
31,302
-4,510
| -13% | -$279K |
|
225
Dominion Energy
D
$55.9B
| $1.97M | 0.1% |
25,732
-810
| -3% | -$59.7K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.