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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Stryker
SYK
$109B
| $2.12M | 0.12% |
22,519
+384
| +2% | +$38K |
|
202
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
| $2.08M | 0.11% |
93,537
-15,363
| -14% | -$349K |
|
203
Royce Value Trust
RVT
$2.17B
| $2.07M | 0.11% |
180,244
+20,290
| +13% | +$258K |
|
|
IBDC
204
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
| $2.07M | 0.11% |
78,844
+2,356
| +3% | +$61.6K |
|
205
DuPont de Nemours
DD
$17.2B
| $2.05M | 0.11% |
19,170
+523
| +3% | +$60.6K |
|
206
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
| $2.05M | 0.11% |
94,606
-16,482
| -15% | -$355K |
|
207
Ford
F
$53.2B
| $2.04M | 0.11% |
150,725
+10,884
| +8% | +$156K |
|
208
Centene
CNC
$32.6B
| $2.02M | 0.11% |
+76,534
| New | +$2.56M |
|
209
Vanguard Morningstar Value ETF
VTV
$189B
| $2.01M | 0.11% |
26,160
-15,853
| -38% | -$1.29M |
|
210
State Street
STT
$50.2B
| $2M | 0.11% |
30,021
+1,191
| +4% | +$88.6K |
|
211
Vanguard Global ex-US Real Estate ETF
VNQI
$3.35B
| $2M | 0.11% |
39,469
-2,415
| -6% | -$128K |
|
212
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
| $2M | 0.11% |
41,479
-2,044
| -5% | -$105K |
|
|
ETP
213
DELISTED
Energy Transfer Partners L.p.
ETP
| $1.97M | 0.11% |
48,168
-9,356
| -16% | -$454K |
|
214
Teradata
TDC
$2.71B
| $1.97M | 0.11% |
67,041
-28,108
| -30% | -$901K |
|
215
First Trust Europe AlphaDEX Fund
FEP
$525M
| $1.97M | 0.11% |
69,697
-4,061
| -6% | -$124K |
|
216
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
| $1.97M | 0.11% |
40,075
-2,390
| -6% | -$116K |
|
217
Mastercard
MA
$497B
| $1.97M | 0.11% |
21,747
-5,450
| -20% | -$512K |
|
218
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
| $1.96M | 0.11% |
20,225
-5,078
| -20% | -$527K |
|
219
Elevance Health
ELV
$89.5B
| $1.95M | 0.11% |
13,837
+10,566
| +323% | +$1.59M |
|
220
Novartis
NVS
$264B
| $1.95M | 0.11% |
23,690
-5,813
| -20% | -$517K |
|
|
AGN
221
DELISTED
Allergan plc
AGN
| $1.94M | 0.11% |
7,149
+15
| +0.2% | +$4.61K |
|
222
Humana
HUM
$46.2B
| $1.94M | 0.11% |
10,853
-1,019
| -9% | -$188K |
|
223
Omnicom Group
OMC
$21.8B
| $1.88M | 0.1% |
28,104
+1,600
| +6% | +$112K |
|
224
KKR & Co
KKR
$86.9B
| $1.88M | 0.1% |
112,179
-111,274
| -50% | -$2.36M |
|
225
Alaska Air
ALK
$4.43B
| $1.86M | 0.1% |
23,383
+11,733
| +101% | +$896K |
|
Similar funds
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First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.