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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
| $1.75M | 0.13% |
32,058
-72
| -0.2% | -$3.86K |
|
202
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $1.73M | 0.13% |
36,945
-11,300
| -23% | -$543K |
|
203
Blackstone
BX
$104B
| $1.71M | 0.12% |
51,580
+6,737
| +15% | +$211K |
|
204
Skyworks Solutions
SWKS
$9.06B
| $1.71M | 0.12% |
23,571
+11,103
| +89% | +$689K |
|
205
Citigroup
C
$222B
| $1.68M | 0.12% |
31,067
+4,155
| +15% | +$221K |
|
206
Amazon
AMZN
$2.5T
| $1.67M | 0.12% |
107,620
+22,580
| +27% | +$352K |
|
207
Norfolk Southern
NSC
$78.8B
| $1.67M | 0.12% |
15,254
-592
| -4% | -$64.9K |
|
208
Mondelez International
MDLZ
$77.7B
| $1.66M | 0.12% |
45,255
+15,390
| +52% | +$560K |
|
209
Vanguard Total International Stock ETF
VXUS
$153B
| $1.63M | 0.12% |
33,613
+14,094
| +72% | +$700K |
|
210
GSK
GSK
$103B
| $1.62M | 0.12% |
30,247
+4,421
| +17% | +$247K |
|
211
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $1.62M | 0.12% |
88,750
-25,615
| -22% | -$458K |
|
212
Vanguard Small-Cap Growth ETF
VBK
$23.2B
| $1.6M | 0.12% |
12,738
-1,382
| -10% | -$170K |
|
|
HDV
213
iShares Core High Dividend ETF
HDV
$14.4B
| $1.6M | 0.12% |
104,640
+23,920
| +30% | +$365K |
|
214
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
| $1.58M | 0.12% |
33,373
+7,376
| +28% | +$354K |
|
|
RTN
215
DELISTED
Raytheon Company
RTN
| $1.58M | 0.12% |
14,630
+1,011
| +7% | +$104K |
|
216
Union Pacific
UNP
$183B
| $1.58M | 0.11% |
13,241
-6,717
| -34% | -$771K |
|
217
Vodafone
VOD
$34.9B
| $1.57M | 0.11% |
45,930
+5,391
| +13% | +$182K |
|
218
HP
HPQ
$23.5B
| $1.54M | 0.11% |
84,585
+35,119
| +71% | +$589K |
|
219
Deere & Co
DE
$170B
| $1.53M | 0.11% |
17,219
-761
| -4% | -$65.8K |
|
220
iShares US Utilities ETF
IDU
$1.41B
| $1.53M | 0.11% |
25,824
-23,152
| -47% | -$1.31M |
|
221
iShares US Home Construction ETF
ITB
$2.41B
| $1.53M | 0.11% |
59,088
-2,651
| -4% | -$64.7K |
|
222
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $1.53M | 0.11% |
15,054
-584
| -4% | -$59.2K |
|
223
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $1.53M | 0.11% |
19,327
-3,059
| -14% | -$239K |
|
|
FLG
224
Flagstar Bank National Association
FLG
$5.77B
| $1.5M | 0.11% |
31,167
+8,555
| +38% | +$403K |
|
225
Becton Dickinson
BDX
$43.1B
| $1.49M | 0.11% |
10,845
+1,592
| +17% | +$204K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.