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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
201
Freeport-McMoran
FCX
$100B
$1.56M 0.13%
41,358
+12,334
+42% +$437K
NSC icon
202
Norfolk Southern
NSC
$71.7B
$1.55M 0.12%
16,773
-22
-0.1% -$1.89K
VB icon
203
Vanguard Morningstar Small-Cap ETF
VB
$78.8B
$1.55M 0.12%
14,173
+917
+7% +$97.6K
NIO
204
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.54M 0.12%
117,140
-7,853
-6% -$101K
VBR icon
205
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.6B
$1.54M 0.12%
15,848
+5,095
+47% +$481K
EWG icon
206
iShares MSCI Germany ETF
EWG
$1.69B
$1.54M 0.12%
48,443
+30,179
+165% +$892K
SRC
207
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.53M 0.12%
34,685
-44,866
-56% -$1.98M
ADP icon
208
Automatic Data Processing
ADP
$109B
$1.52M 0.12%
21,472
-914
-4% -$61.5K
EMB icon
209
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.3B
$1.51M 0.12%
14,269
-25,421
-64% -$2.78M
DEM icon
210
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.22B
$1.48M 0.12%
29,054
-7,141
-20% -$372K
IGE icon
211
iShares North American Natural Resources ETF
IGE
$792M
$1.48M 0.12%
34,214
+4,520
+15% +$193K
PEY icon
212
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.12B
$1.48M 0.12%
124,610
-9,700
-7% -$112K
WOOD icon
213
iShares Global Timber & Forestry ETF
WOOD
$270M
$1.47M 0.12%
27,820
-5,078
-15% -$259K
CLX icon
214
Clorox
CLX
$10.5B
$1.47M 0.12%
15,786
-350
-2% -$31.5K
VO icon
215
Vanguard Morningstar Mid-Cap ETF
VO
$105B
$1.45M 0.12%
52,728
-3,436
-6% -$91.5K
HD icon
216
Home Depot
HD
$307B
$1.45M 0.12%
17,797
-2,050
-10% -$160K
PZA icon
217
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
$1.44M 0.12%
62,137
-199,700
-76% -$4.61M
TGNA
218
DELISTED
TEGNA Inc
TGNA
$1.44M 0.12%
96,258
-103,029
-52% -$1.45M
NEA icon
219
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.15B
$1.44M 0.12%
119,860
-50,042
-29% -$607K
FEX icon
220
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$1.43M 0.11%
34,760
+7,371
+27% +$291K
NVS icon
221
Novartis
NVS
$265B
$1.43M 0.11%
19,874
+255
+1% +$17.7K
IAT icon
222
iShares US Regional Banks ETF
IAT
$636M
$1.42M 0.11%
42,989
+25,020
+139% +$789K
YCS icon
223
ProShares UltraShort Yen
YCS
$25.9M
$1.41M 0.11%
+79,744
New +$1.29M
TPR icon
224
Tapestry
TPR
$24.1B
$1.39M 0.11%
24,921
+3,823
+18% +$207K
BTZ icon
225
BlackRock Credit Allocation Income Trust
BTZ
$902M
$1.37M 0.11%
105,240
-11,158
-10% -$143K
7 8
9
10 11

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.