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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
201
iShares Silver Trust
SLV
$28.6B
$1.92M 0.11%
92,728
+23,275
+34% +$481K
MDT icon
202
Medtronic
MDT
$110B
$1.89M 0.11%
35,420
+3,289
+10% +$177K
POT
203
DELISTED
Potash Corp Of Saskatchewan
POT
$1.89M 0.11%
60,614
-61,752
-50% -$2.05M
DEM icon
204
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$1.87M 0.11%
36,195
+2,897
+9% +$146K
GRX
205
Gabelli Healthcare & Wellness Trust
GRX
$145M
$1.84M 0.11%
184,684
+149,660
+427% +$1.46M
PIZ icon
206
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$719M
$1.83M 0.11%
73,076
+5,744
+9% +$133K
TGT icon
207
Target
TGT
$65.6B
$1.8M 0.11%
28,315
+11,731
+71% +$799K
AGG icon
208
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.79M 0.1%
16,728
-77,210
-82% -$8.23M
SCHD icon
209
Schwab US Dividend Equity ETF
SCHD
$103B
$1.78M 0.1%
159,384
+130,944
+460% +$1.48M
D icon
210
Dominion Energy
D
$61.3B
$1.75M 0.1%
28,191
+118
+0.4% +$7K
VEU icon
211
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
$1.72M 0.1%
35,429
-9,255
-21% -$434K
SUB icon
212
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.71M 0.1%
16,120
+14,199
+739% +$1.5M
GIS icon
213
General Mills
GIS
$19.4B
$1.7M 0.1%
35,303
+4,916
+16% +$247K
CAC icon
214
Camden National
CAC
$977M
$1.64M 0.1%
60,510
-7,500
-11% -$193K
LMT icon
215
Lockheed Martin
LMT
$132B
$1.64M 0.1%
12,752
+5,361
+73% +$651K
COST icon
216
Costco
COST
$423B
$1.63M 0.1%
14,031
+34
+0.2% +$3.92K
NIO
217
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.63M 0.09%
124,993
+18,453
+17% +$240K
MET icon
218
MetLife
MET
$62.5B
$1.62M 0.09%
38,469
+23,762
+162% +$1.02M
WOOD icon
219
iShares Global Timber & Forestry ETF
WOOD
$268M
$1.62M 0.09%
32,898
-2,725
-8% -$131K
ISCB icon
220
iShares Morningstar Small-Cap ETF
ISCB
$283M
$1.62M 0.09%
54,512
-54,796
-50% -$1.59M
IBB icon
221
iShares Biotechnology ETF
IBB
$9.52B
$1.62M 0.09%
23,283
+867
+4% +$56.8K
ESRX
222
DELISTED
Express Scripts Holding Company
ESRX
$1.61M 0.09%
26,130
+629
+2% +$40.7K
IMCG icon
223
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.93B
$1.6M 0.09%
72,204
-100,944
-58% -$2.17M
SPLV icon
224
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$1.58M 0.09%
50,196
-20,468
-29% -$648K
DJP icon
225
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$1.57M 0.09%
42,175
+19,954
+90% +$752K
7 8
9
10 11

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WAM
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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.