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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Philip Morris
PM
$299B
| $2.81M | 0.12% |
38,548
+954
| +3% | +$78.5K |
|
177
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
| $2.8M | 0.12% |
126,161
+25,722
| +26% | +$727K |
|
178
iShares Gold Trust
IAU
$63.3B
| $2.79M | 0.12% |
92,678
+41,086
| +80% | +$1.24M |
|
179
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
| $2.79M | 0.12% |
31,469
-3,293
| -9% | -$320K |
|
180
iShares MSCI Emerging Markets ETF
EEM
$30.5B
| $2.79M | 0.12% |
81,655
+6,385
| +8% | +$262K |
|
181
Gabelli Dividend & Income Trust
GDV
$2.52B
| $2.79M | 0.12% |
188,101
+6,875
| +4% | +$134K |
|
182
iShares TIPS Bond ETF
TIP
$14.6B
| $2.76M | 0.12% |
23,410
+9,809
| +72% | +$1.16M |
|
183
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $2.76M | 0.12% |
17,439
+3,134
| +22% | +$622K |
|
184
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $2.76M | 0.12% |
50,596
+10,675
| +27% | +$648K |
|
185
Kroger
KR
$36.4B
| $2.75M | 0.12% |
91,179
-8,656
| -9% | -$254K |
|
186
Oracle
ORCL
$433B
| $2.73M | 0.12% |
56,473
-4,691
| -8% | -$242K |
|
187
Vanguard Morningstar Growth ETF
VUG
$224B
| $2.72M | 0.12% |
104,046
-6,486
| -6% | -$194K |
|
188
Blackstone
BX
$92.7B
| $2.7M | 0.12% |
59,294
-25,829
| -30% | -$1.43M |
|
189
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.55B
| $2.7M | 0.12% |
56,651
+7,521
| +15% | +$451K |
|
|
VPU
190
Vanguard Utilities ETF
VPU
$8B
| $2.7M | 0.12% |
22,117
+4,814
| +28% | +$677K |
|
191
Stryker
SYK
$109B
| $2.69M | 0.12% |
16,137
-790
| -5% | -$154K |
|
192
Invesco FTSE RAFI US 1000 ETF
PRF
$9.93B
| $2.69M | 0.12% |
145,265
+17,915
| +14% | +$416K |
|
193
State Street SPDR S&P Dividend ETF
SDY
$21.1B
| $2.67M | 0.11% |
33,380
+2,196
| +7% | +$217K |
|
194
iShares Russell Top 200 Growth ETF
IWY
$15.5B
| $2.63M | 0.11% |
31,241
+5,945
| +24% | +$566K |
|
195
United Parcel Service
UPS
$84B
| $2.62M | 0.11% |
28,029
+4,373
| +18% | +$453K |
|
196
iShares Russell 2000 ETF
IWM
$76.5B
| $2.6M | 0.11% |
22,723
-5,473
| -19% | -$816K |
|
197
Altria Group
MO
$117B
| $2.59M | 0.11% |
67,037
-867
| -1% | -$38.5K |
|
198
Schwab U.S Small- Cap ETF
SCHA
$21.9B
| $2.59M | 0.11% |
201,248
+9,336
| +5% | +$159K |
|
199
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
| $2.55M | 0.11% |
72,415
-122,869
| -63% | -$4.75M |
|
200
Colgate-Palmolive
CL
$69.4B
| $2.55M | 0.11% |
38,437
-59
| -0.2% | -$4.16K |
|
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First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.