We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
176
Gabelli Dividend & Income Trust
GDV
$2.53B
$3.98M 0.13%
181,226
+105,484
+139% +$2.21M
DIA icon
177
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
$3.96M 0.13%
13,886
-6,242
-31% -$1.72M
LYB icon
178
LyondellBasell Industries
LYB
$20.9B
$3.96M 0.13%
41,584
-5,057
-11% -$463K
BLK icon
179
Blackrock
BLK
$163B
$3.93M 0.13%
7,533
-727
-9% -$345K
IJK icon
180
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.4B
$3.89M 0.13%
65,308
-984
-1% -$56.4K
IJJ icon
181
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.6B
$3.89M 0.13%
45,532
-308
-0.7% -$25.3K
VOT icon
182
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$3.88M 0.13%
24,449
+1,787
+8% +$273K
CRM icon
183
Salesforce
CRM
$206B
$3.84M 0.13%
23,667
+7,147
+43% +$1.12M
ARWR icon
184
Arrowhead Research
ARWR
$9.54B
$3.83M 0.13%
60,352
+2
+0% +$99
VTV icon
185
Vanguard Morningstar Value ETF
VTV
$190B
$3.8M 0.13%
31,770
+1,991
+7% +$230K
WBA
186
DELISTED
Walgreens Boots Alliance
WBA
$3.78M 0.13%
64,103
-12,399
-16% -$715K
SUB icon
187
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$3.75M 0.13%
35,121
+4,587
+15% +$489K
RMT
188
Royce Micro-Cap Trust
RMT
$721M
$3.75M 0.13%
434,847
-3,376
-0.8% -$27.6K
MLPX icon
189
Global X MLP & Energy Infrastructure ETF
MLPX
$3.61B
$3.73M 0.13%
100,665
-37,874
-27% -$1.33M
LMBS icon
190
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.44B
$3.64M 0.12%
70,411
+5,423
+8% +$281K
SCHA icon
191
Schwab U.S Small- Cap ETF
SCHA
$22.1B
$3.64M 0.12%
191,912
-17,084
-8% -$309K
DUK icon
192
Duke Energy
DUK
$92.2B
$3.56M 0.12%
39,093
+754
+2% +$69.1K
SYK icon
193
Stryker
SYK
$111B
$3.56M 0.12%
16,927
-536
-3% -$111K
XLV icon
194
State Street Health Care Select Sector SPDR ETF
XLV
$43.7B
$3.54M 0.12%
34,762
-4,401
-11% -$423K
DGRW icon
195
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17B
$3.52M 0.12%
72,633
+609
+0.8% +$28.4K
RDS.A
196
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.5M 0.12%
59,201
+41,036
+226% +$2.4M
RTN
197
DELISTED
Raytheon Company
RTN
$3.5M 0.12%
15,930
-926
-5% -$196K
SJM icon
198
J.M. Smucker
SJM
$13.2B
$3.48M 0.12%
33,090
-1,287
-4% -$136K
IUSV icon
199
iShares Core S&P US Value ETF
IUSV
$27.5B
$3.46M 0.12%
55,022
-2,240
-4% -$135K
IYW icon
200
iShares US Technology ETF
IYW
$25.2B
$3.46M 0.12%
59,424
+17,476
+42% +$951K
6 7
8
9 10

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.