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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Caterpillar
CAT
$362B
| $3.85M | 0.14% |
30,468
+1,934
| +7% | +$246K |
|
177
Abbott
ABT
$179B
| $3.85M | 0.14% |
45,954
+776
| +2% | +$65.9K |
|
178
J.M. Smucker
SJM
$13.1B
| $3.84M | 0.14% |
34,377
-14,612
| -30% | -$1.63M |
|
179
Eli Lilly
LLY
$1.02T
| $3.83M | 0.14% |
34,177
-611
| -2% | -$68K |
|
180
Public Storage
PSA
$55.8B
| $3.8M | 0.14% |
15,772
-8,944
| -36% | -$2.25M |
|
181
Pacer Global Cash Cows Dividend ETF
GCOW
$3.56B
| $3.8M | 0.14% |
128,027
-26,347
| -17% | -$785K |
|
182
Stryker
SYK
$110B
| $3.77M | 0.13% |
17,463
-476
| -3% | -$102K |
|
183
iShares Russell 3000 ETF
IWV
$20.1B
| $3.72M | 0.13% |
21,455
-122
| -0.6% | -$21.2K |
|
184
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.4B
| $3.71M | 0.13% |
66,292
-1,324
| -2% | -$74.4K |
|
185
Blackrock
BLK
$162B
| $3.69M | 0.13% |
8,260
+156
| +2% | +$69.5K |
|
186
Duke Energy
DUK
$92.5B
| $3.68M | 0.13% |
38,339
-1,723
| -4% | -$157K |
|
187
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.6B
| $3.67M | 0.13% |
45,840
-394
| -0.9% | -$31K |
|
188
iShares MSCI Emerging Markets ETF
EEM
$30.9B
| $3.65M | 0.13% |
89,407
+549
| +0.6% | +$22.7K |
|
189
Schwab U.S Small- Cap ETF
SCHA
$22.1B
| $3.64M | 0.13% |
208,996
-246,648
| -54% | -$4.36M |
|
190
Oracle
ORCL
$435B
| $3.6M | 0.13% |
65,212
+2,281
| +4% | +$126K |
|
191
Southern Company
SO
$99.7B
| $3.59M | 0.13% |
58,253
-2,805
| -5% | -$163K |
|
192
Invesco S&P MidCap Low Volatility ETF
XMLV
$727M
| $3.58M | 0.13% |
68,080
+3,933
| +6% | +$204K |
|
193
ProShares Russell 2000 Dividend Growers ETF
SMDV
$686M
| $3.53M | 0.13% |
59,400
+3,888
| +7% | +$228K |
|
194
State Street Health Care Select Sector SPDR ETF
XLV
$43.7B
| $3.53M | 0.13% |
39,163
+1,290
| +3% | +$118K |
|
|
RMT
195
Royce Micro-Cap Trust
RMT
$720M
| $3.52M | 0.13% |
438,223
+17,562
| +4% | +$141K |
|
196
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.73B
| $3.52M | 0.13% |
60,694
+4,238
| +8% | +$246K |
|
197
Vanguard Intermediate-Term Bond ETF
BIV
$28.5B
| $3.48M | 0.12% |
39,561
-6,406
| -14% | -$560K |
|
198
iShares MSCI Canada ETF
EWC
$6.84B
| $3.44M | 0.12% |
118,785
-1,745
| -1% | -$49.7K |
|
199
L3Harris
LHX
$46.8B
| $3.43M | 0.12% |
16,378
+1,936
| +13% | +$396K |
|
200
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
| $3.43M | 0.12% |
46,803
+5,527
| +13% | +$400K |
|
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CT
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First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.