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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Biogen
BIIB
$30.7B
| $3.96M | 0.14% |
11,250
+519
| +5% | +$179K |
|
177
Caterpillar
CAT
$373B
| $3.94M | 0.14% |
25,810
+5,574
| +28% | +$788K |
|
178
Citigroup
C
$222B
| $3.82M | 0.13% |
53,191
+11,459
| +27% | +$810K |
|
|
RTL
179
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $3.78M | 0.13% |
+247,640
| New | +$3.91M |
|
180
GE Aerospace
GE
$368B
| $3.75M | 0.13% |
68,900
-559
| -0.8% | -$34.5K |
|
181
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51B
| $3.73M | 0.13% |
97,858
+60,999
| +165% | +$2.27M |
|
182
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
| $3.73M | 0.13% |
157,106
-218,868
| -58% | -$5.1M |
|
183
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
| $3.72M | 0.13% |
110,081
+1,929
| +2% | +$66.7K |
|
184
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
| $3.72M | 0.13% |
111,360
+2,468
| +2% | +$81K |
|
185
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
| $3.71M | 0.13% |
47,234
-9,339
| -17% | -$712K |
|
|
CCT
186
DELISTED
Corporate Capital Trust, Inc.
CCT
| $3.7M | 0.13% |
242,008
+15,115
| +7% | +$248K |
|
187
iShares MSCI USA Momentum Factor ETF
MTUM
$24.9B
| $3.69M | 0.13% |
31,004
-9,610
| -24% | -$1.11M |
|
188
Costco
COST
$423B
| $3.68M | 0.13% |
15,697
-266
| -2% | -$59.9K |
|
189
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
| $3.66M | 0.13% |
36,405
+5,974
| +20% | +$602K |
|
190
Realty Income
O
$60.1B
| $3.64M | 0.12% |
66,016
+2,819
| +4% | +$155K |
|
191
iShares Short Maturity Bond ETF
NEAR
$4.83B
| $3.63M | 0.12% |
72,315
+25,848
| +56% | +$1.3M |
|
192
iShares Core MSCI Pacific ETF
IPAC
$2.68B
| $3.63M | 0.12% |
61,737
-836
| -1% | -$48.3K |
|
193
W.W. Grainger
GWW
$64B
| $3.63M | 0.12% |
10,084
+160
| +2% | +$55.1K |
|
194
Oracle
ORCL
$367B
| $3.59M | 0.12% |
69,641
+8,869
| +15% | +$431K |
|
195
Philip Morris
PM
$299B
| $3.54M | 0.12% |
43,683
+1,268
| +3% | +$104K |
|
196
iShares Core S&P US Growth ETF
IUSG
$31.3B
| $3.51M | 0.12% |
56,538
+8,116
| +17% | +$490K |
|
197
Micron Technology
MU
$988B
| $3.45M | 0.12% |
76,028
+16,658
| +28% | +$840K |
|
198
Kroger
KR
$35.4B
| $3.42M | 0.12% |
117,623
+2,993
| +3% | +$89.1K |
|
199
iShares Russell 1000 ETF
IWB
$47.9B
| $3.39M | 0.12% |
20,978
-1,345
| -6% | -$213K |
|
200
Gabelli Dividend & Income Trust
GDV
$2.6B
| $3.34M | 0.11% |
139,452
-31,933
| -19% | -$759K |
|
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First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.