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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $3.58M | 0.14% |
34,668
+1,650
| +5% | +$166K |
|
177
Citigroup
C
$222B
| $3.51M | 0.14% |
47,360
+2,175
| +5% | +$161K |
|
178
iShares Core MSCI Pacific ETF
IPAC
$2.6B
| $3.47M | 0.14% |
58,303
+2,553
| +5% | +$150K |
|
179
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $3.43M | 0.14% |
95,006
-8,500
| -8% | -$293K |
|
180
Kroger
KR
$34.8B
| $3.42M | 0.14% |
124,897
+6,480
| +5% | +$151K |
|
181
Caterpillar
CAT
$409B
| $3.4M | 0.14% |
21,542
-3,205
| -13% | -$445K |
|
182
UnitedHealth
UNH
$382B
| $3.29M | 0.13% |
14,899
-1,165
| -7% | -$247K |
|
183
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $3.2M | 0.13% |
69,630
-10,861
| -13% | -$485K |
|
184
Parker-Hannifin
PH
$125B
| $3.17M | 0.13% |
15,847
-138
| -0.9% | -$25.7K |
|
185
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
| $3.16M | 0.13% |
29,883
+21,532
| +258% | +$2.29M |
|
186
Vodafone
VOD
$34.9B
| $3.14M | 0.12% |
98,508
+8,674
| +10% | +$260K |
|
187
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $3.13M | 0.12% |
61,755
+17,822
| +41% | +$905K |
|
188
iShares US Financials ETF
IYF
$4.39B
| $3.06M | 0.12% |
51,306
-8,474
| -14% | -$492K |
|
189
Costco
COST
$415B
| $3.04M | 0.12% |
16,303
+1,336
| +9% | +$231K |
|
190
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
| $3.04M | 0.12% |
40,021
-1,140
| -3% | -$83K |
|
191
Biogen
BIIB
$29.9B
| $3.01M | 0.12% |
9,384
+302
| +3% | +$96.9K |
|
|
CCT
192
DELISTED
Corporate Capital Trust, Inc.
CCT
| $2.99M | 0.12% |
+187,165
| New | +$3.28M |
|
193
Honeywell
HON
$77B
| $2.9M | 0.12% |
20,922
+1,142
| +6% | +$153K |
|
194
iShares Russell 2000 Growth ETF
IWO
$14.5B
| $2.89M | 0.12% |
15,503
+85
| +0.6% | +$15.5K |
|
195
Eastman Chemical
EMN
$7.8B
| $2.87M | 0.11% |
30,886
+1,035
| +3% | +$94K |
|
196
Stryker
SYK
$127B
| $2.85M | 0.11% |
18,634
+17
| +0.1% | +$2.59K |
|
197
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $2.82M | 0.11% |
58,805
+20,036
| +52% | +$965K |
|
|
RTN
198
DELISTED
Raytheon Company
RTN
| $2.81M | 0.11% |
14,942
+46
| +0.3% | +$8.58K |
|
199
iShares US Home Construction ETF
ITB
$2.41B
| $2.81M | 0.11% |
64,417
+22,450
| +53% | +$909K |
|
|
VER
200
DELISTED
VEREIT, Inc.
VER
| $2.8M | 0.11% |
71,932
+3,096
| +4% | +$124K |
|
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First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.