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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Valero Energy
VLO
$116B
| $2.64M | 0.13% |
38,633
+2,065
| +6% | +$127K |
|
177
F5
FFIV
$24B
| $2.6M | 0.13% |
17,968
-2,759
| -13% | -$374K |
|
178
Duke Energy
DUK
$91.8B
| $2.6M | 0.13% |
33,482
+858
| +3% | +$65.7K |
|
179
Mastercard
MA
$497B
| $2.57M | 0.13% |
24,921
+2,215
| +10% | +$229K |
|
180
Vodafone
VOD
$40.4B
| $2.55M | 0.13% |
104,226
+18,563
| +22% | +$488K |
|
181
General Motors
GM
$74B
| $2.54M | 0.13% |
72,898
+21,970
| +43% | +$738K |
|
182
Caterpillar
CAT
$360B
| $2.52M | 0.13% |
27,170
+3,243
| +14% | +$294K |
|
183
GSK
GSK
$101B
| $2.52M | 0.13% |
52,331
+8,203
| +19% | +$405K |
|
184
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
| $2.5M | 0.13% |
100,637
+36,308
| +56% | +$916K |
|
185
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
| $2.49M | 0.13% |
50,704
+2,648
| +6% | +$130K |
|
186
iShares Russell Mid-Cap Value ETF
IWS
$15B
| $2.48M | 0.13% |
30,893
+22,109
| +252% | +$1.72M |
|
187
iShares US Industrials ETF
IYJ
$1.9B
| $2.48M | 0.13% |
41,122
+5,622
| +16% | +$329K |
|
188
Kinder Morgan
KMI
$68.4B
| $2.48M | 0.13% |
119,571
-24,332
| -17% | -$514K |
|
189
Invesco S&P MidCap Low Volatility ETF
XMLV
$722M
| $2.48M | 0.13% |
60,966
+55,097
| +939% | +$2.16M |
|
190
iShares Core MSCI Pacific ETF
IPAC
$2.75B
| $2.43M | 0.12% |
49,786
+2,827
| +6% | +$142K |
|
|
AFDM
191
First Trust Exchange-Traded Fund III First Trust Active Factor International ETF
AFDM
$165M
| $2.39M | 0.12% |
45,551
-4,639
| -9% | -$240K |
|
192
Stryker
SYK
$109B
| $2.39M | 0.12% |
19,965
+1,130
| +6% | +$130K |
|
193
iShares US Energy ETF
IYE
$1.85B
| $2.39M | 0.12% |
57,446
-44,593
| -44% | -$1.78M |
|
194
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.28B
| $2.39M | 0.12% |
84,425
+59,511
| +239% | +$1.72M |
|
195
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $2.36M | 0.12% |
45,713
-26,585
| -37% | -$1.38M |
|
196
State Street SPDR S&P Transportation ETF
XTN
$335M
| $2.36M | 0.12% |
43,640
+35,340
| +426% | +$1.81M |
|
197
Enterprise Products Partners
EPD
$82.3B
| $2.35M | 0.12% |
87,068
+4,081
| +5% | +$106K |
|
198
Nike
NKE
$53.1B
| $2.35M | 0.12% |
46,163
-1,575
| -3% | -$80.8K |
|
199
Citigroup
C
$223B
| $2.34M | 0.12% |
39,328
+2,333
| +6% | +$126K |
|
200
Ford
F
$53.2B
| $2.33M | 0.12% |
192,316
+490
| +0.3% | +$5.94K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.