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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Duke Energy
DUK
$92B
| $2.61M | 0.14% |
32,624
-13,225
| -29% | -$1.1M |
|
177
F5
FFIV
$24B
| $2.58M | 0.14% |
20,727
-2,522
| -11% | -$306K |
|
178
Schwab International Equity ETF
SCHF
$68.7B
| $2.54M | 0.14% |
176,638
+26,542
| +18% | +$374K |
|
179
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$69B
| $2.52M | 0.13% |
28,163
-6,938
| -20% | -$621K |
|
180
Nike
NKE
$53.9B
| $2.51M | 0.13% |
47,738
+8,314
| +21% | +$469K |
|
|
181
iShares S&P 500 Growth ETF
IVW
$76B
| $2.5M | 0.13% |
82,144
-104,292
| -56% | -$3.16M |
|
182
Vodafone
VOD
$40.6B
| $2.5M | 0.13% |
85,663
+3,222
| +4% | +$98.2K |
|
183
iShares Biotechnology ETF
IBB
$10.4B
| $2.48M | 0.13% |
25,743
-1,059
| -4% | -$101K |
|
184
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
| $2.45M | 0.13% |
52,379
-3,559
| -6% | -$166K |
|
185
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $2.43M | 0.13% |
48,056
+5,030
| +12% | +$256K |
|
186
iShares US Home Construction ETF
ITB
$2.15B
| $2.41M | 0.13% |
87,571
+4,589
| +6% | +$131K |
|
187
NOV
NOV
$7.47B
| $2.41M | 0.13% |
65,500
-6,593
| -9% | -$221K |
|
188
iShares Core MSCI Pacific ETF
IPAC
$2.78B
| $2.39M | 0.13% |
46,959
+3,288
| +8% | +$162K |
|
189
Goldman Sachs
GS
$287B
| $2.39M | 0.13% |
14,795
+184
| +1% | +$29.9K |
|
190
GSK
GSK
$101B
| $2.38M | 0.13% |
44,128
-6,346
| -13% | -$348K |
|
191
Ford
F
$53.7B
| $2.31M | 0.12% |
191,826
+28,339
| +17% | +$358K |
|
192
Mastercard
MA
$499B
| $2.31M | 0.12% |
22,706
+1,257
| +6% | +$121K |
|
193
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
| $2.29M | 0.12% |
18,128
+3,760
| +26% | +$476K |
|
194
Enterprise Products Partners
EPD
$82.9B
| $2.29M | 0.12% |
82,987
+5,307
| +7% | +$147K |
|
195
UnitedHealth
UNH
$340B
| $2.29M | 0.12% |
16,328
-575
| -3% | -$80.5K |
|
196
Alerian MLP ETF
AMLP
$13.4B
| $2.27M | 0.12% |
35,812
+683
| +2% | +$43.2K |
|
197
Vanguard S&P 500 ETF
VOO
$1.04T
| $2.23M | 0.12% |
11,208
-1,708
| -13% | -$339K |
|
198
Hormel Foods
HRL
$11.5B
| $2.22M | 0.12% |
58,544
+5,181
| +10% | +$192K |
|
199
Stryker
SYK
$110B
| $2.19M | 0.12% |
18,835
+1,300
| +7% | +$151K |
|
200
Yum! Brands
YUM
$38.2B
| $2.16M | 0.11% |
33,024
+4,763
| +17% | +$304K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.