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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Annaly Capital Management
NLY
$16B
| $2.42M | 0.13% |
61,234
+1,512
| +3% | +$60.4K |
|
177
Caterpillar
CAT
$360B
| $2.4M | 0.13% |
36,400
-3,470
| -9% | -$265K |
|
178
Marathon Petroleum
MPC
$116B
| $2.39M | 0.13% |
50,681
+41,281
| +439% | +$2.12M |
|
179
SLB Ltd
SLB
$77.6B
| $2.39M | 0.13% |
34,650
+15,908
| +85% | +$1.26M |
|
180
Blackstone
BX
$92.7B
| $2.38M | 0.13% |
75,932
-12,203
| -14% | -$441K |
|
181
Abbott
ABT
$177B
| $2.37M | 0.13% |
58,953
-6,317
| -10% | -$298K |
|
|
NRF
182
DELISTED
NorthStar Realty Finance Corp.
NRF
| $2.37M | 0.13% |
95,948
-711
| -0.7% | -$21.2K |
|
183
Tapestry
TPR
$23.5B
| $2.35M | 0.13% |
79,814
+62,911
| +372% | +$1.94M |
|
184
Gabelli Dividend & Income Trust
GDV
$2.52B
| $2.34M | 0.13% |
133,441
+9,408
| +8% | +$182K |
|
|
BRCD
185
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
| $2.33M | 0.13% |
+228,789
| New | +$2.4M |
|
|
BBBY
186
DELISTED
Bed Bath & Beyond Inc
BBBY
| $2.33M | 0.13% |
40,068
-15,030
| -27% | -$959K |
|
187
Agilent Technologies
A
$43.3B
| $2.32M | 0.13% |
68,058
-30,283
| -31% | -$1.15M |
|
188
iShares 3-7 Year Treasury Bond ETF
IEI
$17.2B
| $2.3M | 0.13% |
18,466
+15,311
| +485% | +$1.89M |
|
|
VIAB
189
DELISTED
Viacom Inc. Class B
VIAB
| $2.29M | 0.13% |
53,695
-10,191
| -16% | -$505K |
|
190
iShares Intermediate Government/Credit Bond ETF
GVI
$3.75B
| $2.23M | 0.12% |
20,078
-2,223
| -10% | -$246K |
|
191
Citigroup
C
$223B
| $2.23M | 0.12% |
44,923
-951
| -2% | -$51.9K |
|
192
GSK
GSK
$101B
| $2.22M | 0.12% |
46,062
-362
| -0.8% | -$18.8K |
|
193
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
| $2.22M | 0.12% |
26,124
+6,006
| +30% | +$505K |
|
194
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $2.21M | 0.12% |
46,854
-19,767
| -30% | -$961K |
|
195
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $2.16M | 0.12% |
16,224
-2,255
| -12% | -$334K |
|
196
iShares Floating Rate Bond ETF
FLOT
$10.8B
| $2.15M | 0.12% |
42,732
+25,762
| +152% | +$1.3M |
|
197
General Dynamics
GD
$97.4B
| $2.15M | 0.12% |
15,662
-742
| -5% | -$107K |
|
198
Alerian MLP ETF
AMLP
$13.3B
| $2.14M | 0.12% |
34,531
-27,998
| -45% | -$2.04M |
|
199
Nike
NKE
$53.1B
| $2.13M | 0.12% |
34,708
-458
| -1% | -$25.9K |
|
200
NetApp
NTAP
$37.6B
| $2.12M | 0.12% |
71,129
-1,986
| -3% | -$61.3K |
|
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First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.