We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
176
Vanguard Information Technology ETF
VGT
$147B
$1.87M 0.15%
167,800
-144,880
-46% -$1.54M
VHT icon
177
Vanguard Health Care ETF
VHT
$19.1B
$1.85M 0.15%
18,173
-82,873
-82% -$8.12M
AMLP icon
178
Alerian MLP ETF
AMLP
$13.3B
$1.83M 0.15%
20,486
-4,964
-20% -$436K
EWU icon
179
iShares MSCI United Kingdom ETF
EWU
$3.71B
$1.8M 0.14%
43,287
+6,515
+18% +$263K
ED icon
180
Consolidated Edison
ED
$39.1B
$1.79M 0.14%
32,078
-6,740
-17% -$379K
HYS icon
181
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
$1.79M 0.14%
16,800
-1,563
-9% -$166K
MDT icon
182
Medtronic
MDT
$121B
$1.78M 0.14%
31,165
-4,255
-12% -$241K
VYM icon
183
Vanguard High Dividend Yield ETF
VYM
$81.8B
$1.76M 0.14%
28,288
+5,417
+24% +$327K
CVS icon
184
CVS Health
CVS
$120B
$1.76M 0.14%
24,571
-773
-3% -$49.7K
AGNC icon
185
AGNC Investment
AGNC
$11.8B
$1.76M 0.14%
91,216
-55,877
-38% -$1.19M
VEU icon
186
Vanguard FTSE All-World ex-US ETF
VEU
$69.5B
$1.75M 0.14%
34,605
-824
-2% -$41K
PRU icon
187
Prudential Financial
PRU
$40.9B
$1.75M 0.14%
19,662
-23,143
-54% -$1.98M
KYE
188
DELISTED
Kayne Anderson Energy
KYE
$1.72M 0.14%
62,921
-1,535
-2% -$42.6K
HP icon
189
Helmerich & Payne
HP
$4.25B
$1.71M 0.14%
20,372
+15,300
+302% +$1.19M
EEP
190
DELISTED
Enbridge Energy Partners
EEP
$1.71M 0.14%
57,270
+7,428
+15% +$222K
XLY icon
191
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$1.69M 0.14%
50,422
-23,350
-32% -$743K
XLE icon
192
State Street Energy Select Sector SPDR ETF
XLE
$42.3B
$1.67M 0.13%
37,706
+1,202
+3% +$51.8K
AMGN icon
193
Amgen
AMGN
$203B
$1.67M 0.13%
14,693
+1,245
+9% +$142K
CSX icon
194
CSX Corp
CSX
$89.3B
$1.64M 0.13%
169,917
+7,437
+5% +$66.6K
ETG
195
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.76B
$1.62M 0.13%
95,948
-29,830
-24% -$481K
FDN icon
196
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.33B
$1.62M 0.13%
27,075
+6,066
+29% +$338K
BRK.A icon
197
Berkshire Hathaway Class A
BRK.A
$1.11T
$1.6M 0.13%
9
– –
GIS icon
198
General Mills
GIS
$19.7B
$1.6M 0.13%
32,143
-3,160
-9% -$157K
VTIP icon
199
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.5B
$1.6M 0.13%
32,411
-173,719
-84% -$8.59M
EWC icon
200
iShares MSCI Canada ETF
EWC
$6.84B
$1.59M 0.13%
54,582
-159,343
-74% -$4.61M
6 7
8
9 10

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.