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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Vanguard Morningstar Mid-Cap ETF
VO
$104B
| $3.38M | 0.15% |
102,832
-32,632
| -24% | -$1.35M |
|
152
Realty Income
O
$54.1B
| $3.35M | 0.14% |
69,392
-4,746
| -6% | -$331K |
|
153
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
| $3.34M | 0.14% |
26,364
+1,915
| +8% | +$291K |
|
154
Wells Fargo
WFC
$263B
| $3.33M | 0.14% |
116,015
-36,498
| -24% | -$1.55M |
|
155
Duke Energy
DUK
$91.8B
| $3.31M | 0.14% |
40,943
+1,850
| +5% | +$170K |
|
156
Honeywell
HON
$65.8B
| $3.27M | 0.14% |
25,956
+686
| +3% | +$106K |
|
157
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.41B
| $3.23M | 0.14% |
52,142
-26,978
| -34% | -$1.9M |
|
158
Tesla
TSLA
$1.41T
| $3.23M | 0.14% |
92,445
+4,755
| +5% | +$197K |
|
159
FT Vest US Equity Deep Buffer ETF August
DAUG
$423M
| $3.17M | 0.14% |
+113,723
| New | +$3.4M |
|
160
FS KKR Capital
FSK
$3.19B
| $3.13M | 0.13% |
260,762
+3,811
| +1% | +$81.6K |
|
161
Blackrock
BLK
$161B
| $3.12M | 0.13% |
7,095
-438
| -6% | -$216K |
|
162
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.3B
| $3.1M | 0.13% |
69,592
+4,284
| +7% | +$236K |
|
163
US Bancorp
USB
$93.1B
| $3.08M | 0.13% |
89,255
-57,861
| -39% | -$2.79M |
|
164
Vanguard Health Care ETF
VHT
$19B
| $3.05M | 0.13% |
18,349
+867
| +5% | +$158K |
|
165
Dominion Energy
D
$55.9B
| $3.03M | 0.13% |
41,982
+1,672
| +4% | +$137K |
|
166
First Trust Preferred Securities and Income ETF
FPE
$6.21B
| $2.96M | 0.13% |
180,558
+59,576
| +49% | +$1.14M |
|
167
Adobe
ADBE
$99.6B
| $2.96M | 0.13% |
9,292
+590
| +7% | +$202K |
|
168
Salesforce
CRM
$206B
| $2.93M | 0.13% |
20,323
-3,344
| -14% | -$573K |
|
169
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.33B
| $2.9M | 0.12% |
81,886
+50,296
| +159% | +$2.07M |
|
170
ProShares Russell 2000 Dividend Growers ETF
SMDV
$681M
| $2.89M | 0.12% |
62,510
+7,790
| +14% | +$438K |
|
171
Southern Company
SO
$99.2B
| $2.87M | 0.12% |
53,035
-981
| -2% | -$62.1K |
|
172
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.71B
| $2.87M | 0.12% |
63,635
+8,050
| +14% | +$445K |
|
|
RTL
173
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $2.83M | 0.12% |
453,601
-102,916
| -18% | -$1.15M |
|
174
BP
BP
$117B
| $2.82M | 0.12% |
115,613
-4,578
| -4% | -$148K |
|
175
GraniteShares Gold Shares
BAR
$1.39B
| $2.82M | 0.12% |
179,481
-22,350
| -11% | -$352K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.