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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Goldman Sachs
GS
$284B
| $4.84M | 0.16% |
21,107
-1,143
| -5% | -$248K |
|
152
Nike
NKE
$54B
| $4.78M | 0.16% |
47,251
+2,476
| +6% | +$233K |
|
153
Blackstone
BX
$94.8B
| $4.76M | 0.16% |
85,123
-2,803
| -3% | -$145K |
|
|
NXDT
154
NexPoint Diversified Real Estate Trust
NXDT
$285M
| $4.68M | 0.16% |
264,642
-7,843
| -3% | -$135K |
|
155
Prudential Financial
PRU
$41.1B
| $4.68M | 0.16% |
49,748
-982
| -2% | -$90.2K |
|
156
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.24B
| $4.67M | 0.16% |
137,982
-5,920
| -4% | -$196K |
|
157
iShares Russell 2000 ETF
IWM
$77.1B
| $4.65M | 0.16% |
28,196
-15,369
| -35% | -$2.43M |
|
158
Emerson Electric
EMR
$82.3B
| $4.61M | 0.16% |
59,643
-5,099
| -8% | -$367K |
|
159
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
| $4.58M | 0.15% |
90,101
+4,468
| +5% | +$223K |
|
160
BP
BP
$120B
| $4.55M | 0.15% |
120,191
+1,879
| +2% | +$71.3K |
|
161
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.6B
| $4.5M | 0.15% |
76,688
+37,150
| +94% | +$2.16M |
|
162
Costco
COST
$399B
| $4.4M | 0.15% |
14,958
-382
| -2% | -$114K |
|
163
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
| $4.37M | 0.15% |
77,249
-13,964
| -15% | -$749K |
|
164
VF Corp
VFC
$5.05B
| $4.37M | 0.15% |
43,984
-72
| -0.2% | -$6.45K |
|
165
iShares US Aerospace & Defense ETF
ITA
$12.6B
| $4.32M | 0.15% |
38,802
+22,116
| +133% | +$2.48M |
|
166
Omnicom Group
OMC
$21.9B
| $4.28M | 0.14% |
52,394
-2,633
| -5% | -$206K |
|
167
Honeywell
HON
$64.9B
| $4.23M | 0.14% |
25,270
+308
| +1% | +$50.4K |
|
168
iShares Russell 3000 ETF
IWV
$20.1B
| $4.2M | 0.14% |
22,246
+791
| +4% | +$143K |
|
169
Caterpillar
CAT
$365B
| $4.19M | 0.14% |
28,411
-2,057
| -7% | -$287K |
|
170
Eli Lilly
LLY
$1.02T
| $4.17M | 0.14% |
31,709
-2,468
| -7% | -$286K |
|
171
Aflac
AFL
$59B
| $4.14M | 0.14% |
78,148
-2,763
| -3% | -$147K |
|
172
Abbott
ABT
$176B
| $4.09M | 0.14% |
47,139
+1,185
| +3% | +$99.2K |
|
173
Pacer Global Cash Cows Dividend ETF
GCOW
$3.57B
| $4.04M | 0.14% |
128,380
+353
| +0.3% | +$10.8K |
|
174
Schwab International Equity ETF
SCHF
$68.8B
| $4.03M | 0.14% |
239,860
-11,570
| -5% | -$190K |
|
175
Invesco S&P MidCap Low Volatility ETF
XMLV
$725M
| $4.03M | 0.14% |
74,866
+6,786
| +10% | +$360K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.