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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
BP
BP
$119B
| $4.5M | 0.16% |
118,312
-693
| -0.6% | -$26.4K |
|
152
iShares MSCI USA Quality Factor ETF
QUAL
$46.6B
| $4.44M | 0.16% |
48,025
+5,058
| +12% | +$465K |
|
153
ProShares Ultra QQQ
QLD
$13.9B
| $4.43M | 0.16% |
366,656
-19,632
| -5% | -$241K |
|
154
Costco
COST
$398B
| $4.42M | 0.16% |
15,340
-99
| -0.6% | -$27.9K |
|
155
Emerson Electric
EMR
$82.4B
| $4.37M | 0.16% |
64,742
-28,438
| -31% | -$1.79M |
|
156
Omnicom Group
OMC
$21.9B
| $4.35M | 0.15% |
55,027
-24,200
| -31% | -$1.92M |
|
157
Vanguard S&P 500 Growth ETF
VOOG
$26.8B
| $4.33M | 0.15% |
161,160
-228
| -0.1% | -$6.18K |
|
158
Blackstone
BX
$95.4B
| $4.3M | 0.15% |
87,926
-4,333
| -5% | -$211K |
|
159
Schwab US Dividend Equity ETF
SCHD
$111B
| $4.28M | 0.15% |
234,273
+3,372
| +1% | +$60.4K |
|
|
WBA
160
DELISTED
Walgreens Boots Alliance
WBA
| $4.24M | 0.15% |
76,502
+10,733
| +16% | +$575K |
|
161
LyondellBasell Industries
LYB
$20.8B
| $4.24M | 0.15% |
46,641
-13,836
| -23% | -$1.13M |
|
162
Aflac
AFL
$59.1B
| $4.24M | 0.15% |
80,911
-4,191
| -5% | -$221K |
|
163
iShares Core S&P US Growth ETF
IUSG
$32.9B
| $4.23M | 0.15% |
67,251
+1,741
| +3% | +$110K |
|
164
CVS Health
CVS
$120B
| $4.22M | 0.15% |
66,850
+7,160
| +12% | +$424K |
|
165
Nike
NKE
$54B
| $4.21M | 0.15% |
44,775
+3,552
| +9% | +$305K |
|
166
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
| $4.19M | 0.15% |
85,633
+16,998
| +25% | +$820K |
|
167
iShares Floating Rate Bond ETF
FLOT
$10.8B
| $4.08M | 0.15% |
80,102
-3,520
| -4% | -$179K |
|
168
State Street
STT
$50.9B
| $4.04M | 0.14% |
67,707
+55,283
| +445% | +$3.07M |
|
169
Schwab International Equity ETF
SCHF
$68.7B
| $4M | 0.14% |
251,430
+59,242
| +31% | +$932K |
|
170
Honeywell
HON
$66.5B
| $3.99M | 0.14% |
24,962
+1,640
| +7% | +$261K |
|
171
JPMorgan Ultra-Short Income ETF
JPST
$41.5B
| $3.98M | 0.14% |
78,985
-32,136
| -29% | -$1.62M |
|
172
Vanguard Information Technology ETF
VGT
$147B
| $3.96M | 0.14% |
146,720
+304
| +0.2% | +$8.19K |
|
173
VF Corp
VFC
$5.1B
| $3.92M | 0.14% |
44,056
-2,914
| -6% | -$249K |
|
|
ABFL
174
Abacus FCF Leaders ETF
ABFL
$524M
| $3.87M | 0.14% |
104,038
-9,483
| -8% | -$355K |
|
175
Bristol-Myers Squibb
BMY
$131B
| $3.86M | 0.14% |
76,412
-7,839
| -9% | -$368K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.