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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.16% |
| 2 | Financials | 5.31% |
| 3 | Healthcare | 4.63% |
| 4 | Industrials | 4.58% |
| 5 | Consumer Discretionary | 3.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
DuPont de Nemours
DD
$18.7B
| $4.48M | 0.17% |
27,875
+790
| +3% | +$143K |
|
152
BP
BP
$114B
| $4.47M | 0.17% |
119,242
-1,483
| -1% | -$55.9K |
|
153
First Trust Small Cap Value AlphaDEX Fund
FYT
$191M
| $4.47M | 0.17% |
+126,387
| New | +$4.62M |
|
154
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $4.45M | 0.17% |
94,525
+24,895
| +36% | +$1.19M |
|
155
iShares US Energy ETF
IYE
$1.73B
| $4.42M | 0.17% |
119,524
+61,465
| +106% | +$2.38M |
|
156
FS KKR Capital
FSK
$2.96B
| $4.41M | 0.17% |
152,128
+14,692
| +11% | +$437K |
|
157
Automatic Data Processing
ADP
$105B
| $4.4M | 0.17% |
38,941
-254
| -0.6% | -$29.6K |
|
|
CCT
158
DELISTED
Corporate Capital Trust, Inc.
CCT
| $4.36M | 0.17% |
257,728
+70,563
| +38% | +$1.13M |
|
159
Royce Value Trust
RVT
$2.2B
| $4.36M | 0.17% |
280,264
+1,106
| +0.4% | +$17.9K |
|
160
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
| $4.35M | 0.17% |
153,869
+6,278
| +4% | +$185K |
|
161
Goldman Sachs
GS
$302B
| $4.3M | 0.17% |
17,005
+2,916
| +21% | +$759K |
|
162
iShares National Muni Bond ETF
MUB
$45.2B
| $4.24M | 0.16% |
38,924
+5,549
| +17% | +$605K |
|
163
Aflac
AFL
$64.8B
| $4.16M | 0.16% |
94,293
+657
| +0.7% | +$29.1K |
|
164
Target
TGT
$65.6B
| $4.08M | 0.16% |
58,778
-1,177
| -2% | -$85.7K |
|
165
First Trust Capital Strength ETF
FTCS
$7.95B
| $4.02M | 0.16% |
79,688
+60,474
| +315% | +$3.16M |
|
166
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
| $3.96M | 0.15% |
117,636
+22,630
| +24% | +$801K |
|
167
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.56B
| $3.92M | 0.15% |
136,500
-76,916
| -36% | -$2.26M |
|
168
Philip Morris
PM
$299B
| $3.92M | 0.15% |
39,466
-985
| -2% | -$103K |
|
169
Gabelli Dividend & Income Trust
GDV
$2.6B
| $3.89M | 0.15% |
176,422
-1,138
| -0.6% | -$26.5K |
|
170
McDonald's
MCD
$191B
| $3.81M | 0.15% |
24,378
-535
| -2% | -$88K |
|
171
Schwab US Dividend Equity ETF
SCHD
$103B
| $3.78M | 0.15% |
230,727
+19,653
| +9% | +$335K |
|
172
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
| $3.77M | 0.15% |
54,437
+31,717
| +140% | +$2.29M |
|
173
Wells Fargo
WFC
$258B
| $3.76M | 0.14% |
71,811
+1,762
| +3% | +$105K |
|
174
Coca-Cola
KO
$381B
| $3.75M | 0.14% |
86,331
+5,011
| +6% | +$225K |
|
175
VF Corp
VFC
$5.87B
| $3.72M | 0.14% |
52,996
-2,221
| -4% | -$161K |
|
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First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.3% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.