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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
(-2.2%)
Cap. Flow
-$140M
Cap. Flow
% of AUM
-7.22%
Top 10 Holdings %
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$11M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$5.58M |
| 3 |
GAP
The Gap Inc
GAP
|
+$5.58M |
| 4 |
LyondellBasell Industries
LYB
|
+$5.42M |
| 5 |
RLJ Lodging Trust
RLJ
|
+$5.35M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.7M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$9.62M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.55M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.24M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$6.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.05% |
| 2 | Financials | 6.73% |
| 3 | Healthcare | 6.22% |
| 4 | Industrials | 5.57% |
| 5 | Consumer Staples | 5.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
| $2.97M | 0.15% |
118,444
+17,807
| +18% | +$445K |
|
152
UnitedHealth
UNH
$383B
| $2.88M | 0.15% |
17,583
+248
| +1% | +$40.6K |
|
153
iShares Core MSCI Pacific ETF
IPAC
$2.68B
| $2.86M | 0.15% |
54,202
+4,416
| +9% | +$228K |
|
154
CVS Health
CVS
$134B
| $2.79M | 0.14% |
35,470
+116
| +0.3% | +$9.26K |
|
155
Duke Energy
DUK
$98.4B
| $2.78M | 0.14% |
33,920
+438
| +1% | +$34.8K |
|
156
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $2.77M | 0.14% |
53,939
-21,596
| -29% | -$1.1M |
|
157
DuPont de Nemours
DD
$18.7B
| $2.75M | 0.14% |
17,018
-33,618
| -66% | -$5.22M |
|
158
GSK
GSK
$104B
| $2.75M | 0.14% |
52,276
-55
| -0.1% | -$2.79K |
|
159
VF Corp
VFC
$5.87B
| $2.75M | 0.14% |
52,918
+14,750
| +39% | +$728K |
|
160
Stryker
SYK
$133B
| $2.74M | 0.14% |
20,779
+814
| +4% | +$103K |
|
161
Mastercard
MA
$510B
| $2.74M | 0.14% |
24,250
-671
| -3% | -$73.5K |
|
162
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $2.73M | 0.14% |
57,057
+6,666
| +13% | +$307K |
|
163
Kinder Morgan
KMI
$70.5B
| $2.68M | 0.14% |
123,672
+4,101
| +3% | +$89.6K |
|
164
Goldman Sachs
GS
$302B
| $2.67M | 0.14% |
11,073
-857
| -7% | -$207K |
|
165
iShares Floating Rate Bond ETF
FLOT
$10.2B
| $2.67M | 0.14% |
52,259
-13,580
| -21% | -$690K |
|
|
PIV
166
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
| $2.66M | 0.14% |
+97,641
| New | +$2.66M |
|
167
iShares Core MSCI EAFE ETF
IEFA
$192B
| $2.65M | 0.14% |
45,478
+9,398
| +26% | +$528K |
|
168
Invesco DB US Dollar Index Bullish Fund
UUP
$419M
| $2.64M | 0.14% |
101,023
-5,022
| -5% | -$131K |
|
169
Abbott
ABT
$183B
| $2.63M | 0.14% |
59,331
+9,963
| +20% | +$431K |
|
170
Citigroup
C
$222B
| $2.61M | 0.13% |
43,703
+4,375
| +11% | +$259K |
|
|
NYRT
171
DELISTED
New York REIT, Inc.
NYRT
| $2.6M | 0.13% |
26,833
-161
| -0.6% | -$15.8K |
|
172
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $2.58M | 0.13% |
44,230
+19,276
| +77% | +$1.12M |
|
173
iShares Russell 2000 Growth ETF
IWO
$14.4B
| $2.58M | 0.13% |
15,971
+1,812
| +13% | +$288K |
|
174
Tyson Foods
TSN
$21.4B
| $2.57M | 0.13% |
41,550
+8,439
| +25% | +$532K |
|
175
SLB Ltd
SLB
$72.6B
| $2.56M | 0.13% |
32,753
-4,694
| -13% | -$384K |
|
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First Allied Advisory Services's Q1 2017 Portfolio in Review
As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.
- First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
- First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
- First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
- First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
- First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
- First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.