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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ESRX
151
DELISTED
Express Scripts Holding Company
ESRX
| $3.27M | 0.17% |
47,547
+3,456
| +8% | +$248K |
|
152
Lockheed Martin
LMT
$124B
| $3.23M | 0.16% |
12,909
+1,270
| +11% | +$317K |
|
153
Royce Value Trust
RVT
$2.18B
| $3.2M | 0.16% |
238,796
+18,363
| +8% | +$236K |
|
154
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
| $3.19M | 0.16% |
31,461
+18,043
| +134% | +$1.83M |
|
155
SLB Ltd
SLB
$78.9B
| $3.14M | 0.16% |
37,447
-924
| -2% | -$75.7K |
|
156
Coca-Cola
KO
$381B
| $3.06M | 0.15% |
73,934
+10,892
| +17% | +$453K |
|
157
Home Depot
HD
$307B
| $3.05M | 0.15% |
22,758
-48
| -0.2% | -$6.19K |
|
158
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.96B
| $3.05M | 0.15% |
40,646
+1,212
| +3% | +$85.5K |
|
159
International Paper
IP
$18.3B
| $2.98M | 0.15% |
59,290
-1,842
| -3% | -$85.2K |
|
160
Oracle
ORCL
$435B
| $2.97M | 0.15% |
77,326
-32
| -0% | -$1.25K |
|
161
iShares S&P 500 Growth ETF
IVW
$76.2B
| $2.89M | 0.15% |
95,008
+12,864
| +16% | +$389K |
|
162
The Kraft Heinz Company
KHC
$29.4B
| $2.88M | 0.15% |
32,943
+1,415
| +4% | +$121K |
|
163
Goldman Sachs
GS
$285B
| $2.86M | 0.14% |
11,930
-2,865
| -19% | -$582K |
|
164
Target
TGT
$70B
| $2.85M | 0.14% |
39,450
+839
| +2% | +$60.7K |
|
165
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
| $2.83M | 0.14% |
58,754
+20,431
| +53% | +$985K |
|
166
Invesco DB US Dollar Index Bullish Fund
UUP
$322M
| $2.81M | 0.14% |
106,045
+82,540
| +351% | +$2.13M |
|
167
CVS Health
CVS
$120B
| $2.79M | 0.14% |
35,354
+4,860
| +16% | +$393K |
|
168
Vanguard Intermediate-Term Bond ETF
BIV
$28.5B
| $2.79M | 0.14% |
33,543
-2,504
| -7% | -$213K |
|
169
UnitedHealth
UNH
$340B
| $2.77M | 0.14% |
17,335
+1,007
| +6% | +$150K |
|
170
State Street Materials Select Sector SPDR ETF
XLB
$8.43B
| $2.75M | 0.14% |
110,728
+78,064
| +239% | +$1.89M |
|
171
iShares US Aerospace & Defense ETF
ITA
$12.8B
| $2.74M | 0.14% |
+38,960
| New | +$2.65M |
|
172
McDonald's
MCD
$177B
| $2.73M | 0.14% |
22,465
-1,503
| -6% | -$176K |
|
|
NYRT
173
DELISTED
New York REIT, Inc.
NYRT
| $2.73M | 0.14% |
26,994
-4,451
| -14% | -$427K |
|
174
Vanguard S&P 500 ETF
VOO
$1.04T
| $2.65M | 0.13% |
12,924
+1,716
| +15% | +$344K |
|
175
Netflix
NFLX
$321B
| $2.65M | 0.13% |
214,120
-56,530
| -21% | -$670K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.