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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
iShares Russell 2000 Value ETF
IWN
$14.2B
| $3.04M | 0.16% |
29,067
+13,189
| +83% | +$1.35M |
|
152
Oracle
ORCL
$435B
| $3.04M | 0.16% |
77,358
-6,528
| -8% | -$266K |
|
153
SLB Ltd
SLB
$78.9B
| $3.02M | 0.16% |
38,371
-4,137
| -10% | -$328K |
|
154
Gabelli Dividend & Income Trust
GDV
$2.53B
| $3.01M | 0.16% |
156,742
+15,877
| +11% | +$312K |
|
155
Home Depot
HD
$307B
| $2.94M | 0.16% |
22,806
-937
| -4% | -$125K |
|
156
State Street SPDR Dow Jones REIT ETF
RWR
$1.82B
| $2.89M | 0.15% |
29,700
-10,438
| -26% | -$1.05M |
|
|
NYRT
157
DELISTED
New York REIT, Inc.
NYRT
| $2.88M | 0.15% |
31,445
-480
| -2% | -$45.9K |
|
158
iShares Core MSCI Emerging Markets ETF
IEMG
$160B
| $2.85M | 0.15% |
62,400
+15,527
| +33% | +$690K |
|
159
The Kraft Heinz Company
KHC
$29.4B
| $2.82M | 0.15% |
31,528
+7,555
| +32% | +$668K |
|
160
Royce Value Trust
RVT
$2.17B
| $2.79M | 0.15% |
220,433
+13,200
| +6% | +$165K |
|
161
Lockheed Martin
LMT
$124B
| $2.79M | 0.15% |
11,639
+1,223
| +12% | +$306K |
|
162
International Paper
IP
$18.3B
| $2.78M | 0.15% |
61,132
-2,315
| -4% | -$102K |
|
163
McDonald's
MCD
$177B
| $2.77M | 0.15% |
23,968
-6,822
| -22% | -$808K |
|
164
Eli Lilly
LLY
$1.02T
| $2.73M | 0.14% |
33,986
+5,634
| +20% | +$451K |
|
165
CVS Health
CVS
$120B
| $2.71M | 0.14% |
30,494
-1,263
| -4% | -$119K |
|
166
iShares Core S&P Total US Stock Market ETF
ITOT
$95.5B
| $2.71M | 0.14% |
54,658
+49,566
| +973% | +$2.45M |
|
167
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.96B
| $2.7M | 0.14% |
39,434
+3,264
| +9% | +$220K |
|
168
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
| $2.67M | 0.14% |
62,667
+1,602
| +3% | +$67.2K |
|
169
Coca-Cola
KO
$381B
| $2.67M | 0.14% |
63,042
-10,097
| -14% | -$442K |
|
170
Netflix
NFLX
$322B
| $2.67M | 0.14% |
270,650
+28,330
| +12% | +$270K |
|
|
AFDM
171
First Trust Exchange-Traded Fund III First Trust Active Factor International ETF
AFDM
$165M
| $2.65M | 0.14% |
+50,190
| New | +$2.59M |
|
172
Target
TGT
$70.1B
| $2.65M | 0.14% |
38,611
+2,627
| +7% | +$188K |
|
173
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.44B
| $2.64M | 0.14% |
50,317
+4,932
| +11% | +$257K |
|
174
Automatic Data Processing
ADP
$110B
| $2.62M | 0.14% |
29,714
+1,552
| +6% | +$141K |
|
175
Biogen
BIIB
$32.1B
| $2.62M | 0.14% |
8,355
-880
| -10% | -$261K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.